Data / Investment advisers / Utah / Cottonwood Wealth Strategies, LLC
Cottonwood Wealth Strategies, LLC, Salt Lake City, UT: $279 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Cottonwood Wealth Strategies, LLC is an SEC registered investment adviser with its main office in Salt Lake City, Utah and reports $279 million in regulatory assets under management in its Form ADV filed August 28, 2026. Its clients include high net worth individuals, charitable organizations and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 4 private funds.
The request: Watch Cottonwood Wealth Strategies, LLC (CRD number 311272): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 311272
- SEC file number
- 801-119782
- SEC status
- Approved, effective November 12, 2020
- Legal name
- Cottonwood Capital Advisors, LLC
- Main office
- 650 South 500 West Suite #185, Salt Lake City, UT 84101
- Phone
- (385) 853-5000
- Website
- cottonwoodws.com
- Regulatory AUM
- $278,976,451 in the Form ADV filed August 28, 2026
- Discretionary AUM
- $270,983,459
- Non discretionary AUM
- $7,992,992
- Accounts
- 638
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Private funds
- 4: 4 venture capital funds
- Gross assets of private funds
- $9,027,648
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 45 | $136.9 million |
| Charitable organizations | 6 | $68 million |
| Individuals (other than high net worth individuals) | 185 | $64.7 million |
| Pooled investment vehicles | 2 | $8.9 million |
| Corporations or other businesses | Fewer than 5 | $405,399 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $279 million | March 27, 2026 |
| December 1, 2025 | $306.3 million | November 21, 2025 |
Other advisers in Salt Lake City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Asilia Credit Investments | Salt Lake City | $365.9 million | 7 | adviserinfo.sec.gov |
| North Capital | Salt Lake City | $365.8 million | Not listed | adviserinfo.sec.gov |
| Navigate Financial LLC | Salt Lake City | $337.9 million | Not listed | adviserinfo.sec.gov |
| Slayton Lewis Inc | Salt Lake City | $334.4 million | Not listed | adviserinfo.sec.gov |
| Wealth Management Cpas, LLC | Salt Lake City | $329.2 million | Not listed | adviserinfo.sec.gov |
| Burrus | Salt Lake City | $240.7 million | Not listed | adviserinfo.sec.gov |
| Refined Wealth Management | Salt Lake City | $210.9 million | Not listed | adviserinfo.sec.gov |
| Jordanelle Capital | Salt Lake City | $179.2 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Salt Lake City, UT
- Investment advisers in Utah
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Advisers that manage private funds
- Cottonwood Wealth Strategies, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.