Data / Investment advisers / Oregon / Compass Investment Advisers, LLC
Compass Investment Advisers, LLC, Portland, OR: $111 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Compass Investment Advisers, LLC is an SEC registered investment adviser with its main office in Portland, Oregon and reports $111 million in regulatory assets under management in its Form ADV filed March 3, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Compass Investment Advisers, LLC (CRD number 131933): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 131933
- SEC file number
- 801-131278
- SEC status
- Approved, effective October 10, 2024
- Main office
- 4475 SW Scholls Ferry Rd Suite 270, Portland, OR 97225
- Phone
- (503) 473-8422
- Website
- compassadv.net
- Regulatory AUM
- $110,517,958 in the Form ADV filed March 3, 2026
- Discretionary AUM
- $104,217,721
- Non discretionary AUM
- $6,300,237
- Accounts
- 241
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 3, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 25 | $81.9 million |
| Individuals (other than high net worth individuals) | 47 | $27.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $110.5 million | February 17, 2026 |
| December 1, 2025 | $103.1 million | November 5, 2025 |
Other advisers in Portland
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Tradewinds Wealth Management | Portland | $135.1 million | 1 | adviserinfo.sec.gov |
| Uplevel Wealth | Portland | $131.4 million | Not listed | adviserinfo.sec.gov |
| Willamette Financial Advisors, LLC | Portland | $117.5 million | Not listed | adviserinfo.sec.gov |
| Modernist Financial, LLC | Portland | $113.3 million | Not listed | adviserinfo.sec.gov |
| Soaring Investment Management, LLC | Portland | $112.5 million | Not listed | adviserinfo.sec.gov |
| Tenbridge Partners LLC | Portland | $110 million | Not listed | adviserinfo.sec.gov |
| Xena Financial Planning, LLC | Portland | $104.5 million | Not listed | adviserinfo.sec.gov |
| Fairchild Capital LLC | Portland | $102.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Portland, OR
- Investment advisers in Oregon
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Compass Investment Advisers, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.