Data / Investment advisers / Oregon / Cascade Financial Strategies
Cascade Financial Strategies, Bend, OR: $151 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Cascade Financial Strategies is an SEC registered investment adviser with its main office in Bend, Oregon and reports $151 million in regulatory assets under management in its Form ADV filed March 20, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 166610
- SEC file number
- 801-132417
- SEC status
- Approved, effective April 14, 2025
- Legal name
- Cascade Financial Strategies, LLC
- Main office
- 243 Scalehouse Loop 1a, Bend, OR 97702
- Phone
- (541) 678-5475
- Website
- cascadefs.com
- Regulatory AUM
- $150,876,230 in the Form ADV filed March 20, 2026
- Discretionary AUM
- $150,271,230
- Non discretionary AUM
- $605,000
- Accounts
- 605
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 40 | $80 million |
| Individuals (other than high net worth individuals) | 267 | $69.3 million |
| Charitable organizations | 2 | $1.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $150.9 million | March 20, 2026 |
| December 1, 2025 | $120.5 million | March 14, 2025 |
Other advisers in Bend
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Elevation Capital Advisory | Bend | $252.9 million | Not listed | adviserinfo.sec.gov |
| Capstone Wealth Management Group, Inc. | Bend | $243 million | Not listed | adviserinfo.sec.gov |
| Stonepine Capital Management, LLC | Bend | $181 million | 1 | adviserinfo.sec.gov |
| Copia Wealth Management | Bend | $157.5 million | Not listed | adviserinfo.sec.gov |
| True Wealth Group | Bend | $151.4 million | Not listed | adviserinfo.sec.gov |
| Axia Wealth Management Inc | Bend | $148 million | Not listed | adviserinfo.sec.gov |
| Northwind Financial LLC | Bend | $142.2 million | Not listed | adviserinfo.sec.gov |
| Axiom Wealth Strategies, LLC | Bend | $124.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Bend, OR
- Investment advisers in Oregon
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Cascade Financial Strategies on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.