Data / Investment advisers / South Carolina / Carroll Investors, Inc.
Carroll Investors, Inc., Mt Pleasant, SC: $221 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Carroll Investors, Inc. is an SEC registered investment adviser with its main office in Mt Pleasant, South Carolina and reports $221 million in regulatory assets under management in its Form ADV filed March 19, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management.
The request: Watch Carroll Investors, Inc. (CRD number 311180): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 311180
- SEC file number
- 801-119870
- SEC status
- Approved, effective November 30, 2020
- Main office
- 1036 Lansing Dr Suite 102, Mt Pleasant, SC 29464
- Phone
- (843) 352-4963
- Regulatory AUM
- $221,449,186 in the Form ADV filed March 19, 2026
- Discretionary AUM
- $221,449,186
- Accounts
- 298
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 48 | $208.6 million |
| Individuals (other than high net worth individuals) | 40 | $12.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $221.4 million | March 19, 2026 |
| December 1, 2025 | $213.3 million | March 19, 2025 |
Other advisers in South Carolina
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Concorde Financial Resources | York | $231 million | Not listed | adviserinfo.sec.gov |
| Bowside Capital, LLC | Charleston | $229.8 million | 3 | adviserinfo.sec.gov |
| Breach Inlet Capital Management, LLC | Mt. Pleasant | $227.7 million | 1 | adviserinfo.sec.gov |
| Magnolia Financial Planning Services, Inc. | Seneca | $225.7 million | 1 | adviserinfo.sec.gov |
| Davinci Financial Designs | Columbia | $222.8 million | Not listed | adviserinfo.sec.gov |
| Kinwell LLC | Charleston | $214.7 million | Not listed | adviserinfo.sec.gov |
| Coastline Complete Wealth LLC | Bluffton | $213.6 million | Not listed | adviserinfo.sec.gov |
| 360 Financial Partners, LLC | Mount Pleasant | $206.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in South Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Carroll Investors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.