Data / Investment advisers / South Carolina / Carolina Wealth Advisors
Carolina Wealth Advisors, Myrtle Beach, SC: $313 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Carolina Wealth Advisors is an SEC registered investment adviser with its main office in Myrtle Beach, South Carolina and reports $313 million in regulatory assets under management in its Form ADV filed March 25, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Carolina Wealth Advisors (CRD number 288837): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 288837
- SEC file number
- 801-119040
- SEC status
- Approved, effective July 29, 2020
- Legal name
- Carolina Wealth Advisors, LLC
- Main office
- 1110 London Street Suite 204, Myrtle Beach, SC 29577
- Phone
- (843) 448-4425
- Website
- carolinawa.com
- Regulatory AUM
- $313,415,083 in the Form ADV filed March 25, 2026
- Discretionary AUM
- $308,452,903
- Non discretionary AUM
- $4,962,180
- Accounts
- 1,591
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 128 | $207.2 million |
| Individuals (other than high net worth individuals) | 459 | $99.5 million |
| Corporations or other businesses | 9 | $6.7 million |
| Charitable organizations | Fewer than 5 | $1,818 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $313.4 million | March 25, 2026 |
| December 1, 2025 | $297.7 million | March 25, 2025 |
Other advisers in South Carolina
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Core Advisory Group | Rock Hill | $338.4 million | Not listed | adviserinfo.sec.gov |
| Apricus Wealth LLC | Beaufort | $335.7 million | Not listed | adviserinfo.sec.gov |
| Catawba River Capital | Lake Wylie | $325.1 million | Not listed | adviserinfo.sec.gov |
| Nicholson Wealth Management Group | Charleston | $322 million | Not listed | adviserinfo.sec.gov |
| Bca Private Wealth, Inc. | Greenville | $317.3 million | Not listed | adviserinfo.sec.gov |
| Victoria Capital Management, Inc. | Charleston | $305.5 million | Not listed | adviserinfo.sec.gov |
| Yon Drake & Associates Inc | Columbia | $304.7 million | Not listed | adviserinfo.sec.gov |
| Trunorth Advisors | Greenville | $300.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in South Carolina
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Carolina Wealth Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.