Data / Investment advisers / New Jersey / Carnegie Lake Advisors LLC
Carnegie Lake Advisors LLC, Princeton, NJ: $403 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Carnegie Lake Advisors LLC is an SEC registered investment adviser with its main office in Princeton, New Jersey and reports $403 million in regulatory assets under management in its Form ADV filed March 2, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 330024
- SEC file number
- 801-129720
- SEC status
- Approved, effective March 22, 2024
- Main office
- 100 Overlook Center 2nd Floor, Princeton, NJ 08540
- Phone
- (609) 955-3667
- Website
- carnegielakeadvisorsllc.com
- Regulatory AUM
- $402,998,913 in the Form ADV filed March 2, 2026
- Discretionary AUM
- $350,264,290
- Non discretionary AUM
- $52,734,623
- Accounts
- 463
- Employees
- 7, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 74 | $338.5 million |
| Individuals (other than high net worth individuals) | 135 | $47.7 million |
| Pension and profit sharing plans | 1 | $12.6 million |
| Corporations or other businesses | 2 | $4.1 million |
| Charitable organizations | 1 | $96,123 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $403 million | March 2, 2026 |
| December 1, 2025 | $374.4 million | June 27, 2025 |
Other advisers in Princeton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Unio Capital LLC | Princeton | $691.5 million | 2 | adviserinfo.sec.gov |
| Novi Wealth Partners | Princeton | $612.8 million | Not listed | adviserinfo.sec.gov |
| Dumont & Blake Investment Advisors LLC | Princeton | $562.3 million | Not listed | adviserinfo.sec.gov |
| Giverny Capital Advisors | Princeton | $420.9 million | Not listed | adviserinfo.sec.gov |
| Landseer Advisors LLC | Princeton | $415.2 million | Not listed | adviserinfo.sec.gov |
| Bayard Asset Management LLC | Princeton | $397.3 million | 1 | adviserinfo.sec.gov |
| Eks Associates | Princeton | $324.3 million | Not listed | adviserinfo.sec.gov |
| Mercator Partners | Princeton | $297.6 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Princeton, NJ
- Investment advisers in New Jersey
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Carnegie Lake Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.