Data / Investment advisers / New Hampshire / Carlson Investments
Carlson Investments, Concord, NH: $736 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Carlson Investments is an SEC registered investment adviser with its main office in Concord, New Hampshire and reports $736 million in regulatory assets under management in its Form ADV filed August 25, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management.
The request: Watch Carlson Investments (CRD number 105729): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105729
- SEC file number
- 801-34606
- SEC status
- Approved, effective June 12, 1989
- Legal name
- DL Carlson Investment Group Inc.
- Main office
- Two Capital Plaza Suite 404, Concord, NH 03301
- Phone
- (603) 224-5977
- Website
- carlsoninvest.com
- Regulatory AUM
- $735,526,470 in the Form ADV filed August 25, 2026
- Discretionary AUM
- $735,526,470
- Accounts
- 893
- Employees
- 14, of which 8 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 107 | $417.3 million |
| Pension and profit sharing plans | 4 | $189.8 million |
| Individuals (other than high net worth individuals) | 243 | $121.4 million |
| Charitable organizations | 4 | $6.6 million |
| Corporations or other businesses | 2 | $404,901 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $735.5 million | March 13, 2026 |
| December 1, 2025 | $694.6 million | June 11, 2025 |
Other advisers in New Hampshire
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Conservation Resource Partners, LLC | Exeter | $822.1 million | 3 | adviserinfo.sec.gov |
| Eldridge Investment Advisors Inc | Manchester | $814.3 million | Not listed | adviserinfo.sec.gov |
| CMH Wealth Management, LLC | Portsmouth | $813.4 million | Not listed | adviserinfo.sec.gov |
| The Lyme Timber Company LLC | Hanover | $773.9 million | Not listed | adviserinfo.sec.gov |
| Summit Wealth Group LLC | Exeter | $761.9 million | Not listed | adviserinfo.sec.gov |
| Nvest Financial, LLC | Portsmouth | $688.3 million | Not listed | adviserinfo.sec.gov |
| Affinity Investment Group, LLC | Exeter | $595.1 million | Not listed | adviserinfo.sec.gov |
| Milestone Financial Planning, LLC | Bedford | $590.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New Hampshire
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Carlson Investments on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.