Data / Investment advisers / Washington / Capstone Investment Group
Capstone Investment Group, Olympia, WA: $343 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Capstone Investment Group is an SEC registered investment adviser with its main office in Olympia, Washington and reports $343 million in regulatory assets under management in its Form ADV filed October 21, 2026. Its clients include individuals, high net worth individuals and banks and thrifts. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Capstone Investment Group (CRD number 159918): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 159918
- SEC file number
- 801-121820
- SEC status
- Approved, effective July 22, 2021
- Legal name
- Capstone Investment Group, LLC
- Main office
- 2405 Evergreen Park Drive SW BLDG a, Olympia, WA 98502
- Phone
- (360) 570-9888
- Website
- wisdomanddiscipline.com
- Regulatory AUM
- $342,736,000 in the Form ADV filed October 21, 2026
- Discretionary AUM
- $338,474,000
- Non discretionary AUM
- $4,262,000
- Accounts
- 1,328
- Employees
- 13, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 718 | $171.4 million |
| High net worth individuals | 90 | $158.6 million |
| Banking or thrift institutions | 2 | $6.4 million |
| Pension and profit sharing plans | 3 | $4.3 million |
| Corporations or other businesses | 2 | $1.2 million |
| Insurance companies | 2 | $725,000 |
| Charitable organizations | 2 | $123,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $342.7 million | September 23, 2026 |
| April 1, 2026 | $176.5 million | March 6, 2026 |
| December 1, 2025 | $152.4 million | October 21, 2025 |
Other advisers in Washington
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wayfinding Financial, LLC | Lynnwood | $353.5 million | Not listed | adviserinfo.sec.gov |
| Elliott Cove Capital Management | Seattle | $348.2 million | Not listed | adviserinfo.sec.gov |
| Wafd Wealth, Inc | Seattle | $348.1 million | Not listed | adviserinfo.sec.gov |
| Lodestone Wealth Management LLC | Spokane | $346.5 million | Not listed | adviserinfo.sec.gov |
| Angellist Asset Management, LLC | Seattle | $346.5 million | 22 | adviserinfo.sec.gov |
| Comprehensive Wealth Management | Lynnwood | $338.4 million | Not listed | adviserinfo.sec.gov |
| Agate Pass Investment, LLC | Bainbridge Island | $336 million | Not listed | adviserinfo.sec.gov |
| Highbury Pacific Capital Corp. | Bellevue | $333.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Washington
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Capstone Investment Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.