Data / Investment advisers / North Dakota / Capital City Wealth Management, Inc.
Capital City Wealth Management, Inc., Bismarck, ND: $130 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Capital City Wealth Management, Inc. is an SEC registered investment adviser with its main office in Bismarck, North Dakota and reports $130 million in regulatory assets under management in its Form ADV filed February 18, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management.
The request: Watch Capital City Wealth Management, Inc. (CRD number 172199): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 172199
- SEC file number
- 801-131838
- SEC status
- Approved, effective January 30, 2025
- Main office
- 1000 Tacoma Avenue Suite 200, Bismarck, ND 58504
- Phone
- (701) 250-7220
- Regulatory AUM
- $130,000,000 in the Form ADV filed February 18, 2026
- Discretionary AUM
- $130,000,000
- Accounts
- 298
- Employees
- 6, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 40 | $95 million |
| Individuals (other than high net worth individuals) | 95 | $35 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $130 million | February 18, 2026 |
| December 1, 2025 | $126 million | August 11, 2025 |
Other advisers in North Dakota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Johnson Wealth Management, LLC | Grand Forks | $323.4 million | Not listed | adviserinfo.sec.gov |
| Wealth Forward, LLC | Fargo | $228.1 million | Not listed | adviserinfo.sec.gov |
| Financial Strategies Group | Fargo | $189.1 million | Not listed | adviserinfo.sec.gov |
| Fjell Capital | Fargo | $187 million | Not listed | adviserinfo.sec.gov |
| Light Financial Services, Inc. | Fargo | $175.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in North Dakota
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Capital City Wealth Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.