Data / Investment advisers / Ohio / Capital Asset Management, Inc.
Capital Asset Management, Inc., Columbus, OH: $200 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Capital Asset Management, Inc. is an SEC registered investment adviser with its main office in Columbus, Ohio and reports $200 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
The request: Watch Capital Asset Management, Inc. (CRD number 120597): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 120597
- SEC file number
- 801-121081
- SEC status
- Approved, effective April 30, 2021
- Main office
- 445 Hutchinson Avenue, Suite 270, Columbus, OH 43235
- Phone
- (614) 515-5510
- Regulatory AUM
- $199,520,574 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $196,119,644
- Non discretionary AUM
- $3,400,930
- Accounts
- 335
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 39 | $162.2 million |
| Individuals (other than high net worth individuals) | 63 | $20.1 million |
| Charitable organizations | 3 | $4.2 million |
| Pension and profit sharing plans | 2 | $3.4 million |
| Banking or thrift institutions | 4 | $1.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $199.5 million | March 27, 2026 |
| December 1, 2025 | $180.1 million | March 24, 2025 |
Other advisers in Columbus
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hicks Capital Management, LLC | Columbus | $344.7 million | Not listed | adviserinfo.sec.gov |
| Cambridge Financial Group, Inc. | Columbus | $331.3 million | Not listed | adviserinfo.sec.gov |
| Future Finances Inc | Columbus | $304.6 million | Not listed | adviserinfo.sec.gov |
| Garlikov Advisors Inc | Columbus | $207.6 million | Not listed | adviserinfo.sec.gov |
| Northavenue LLC | Columbus | $204.8 million | Not listed | adviserinfo.sec.gov |
| Peb Capital Management LLC | Columbus | $171 million | Not listed | adviserinfo.sec.gov |
| Libertas Wealth Management Group, Inc. | Columbus | $163.1 million | Not listed | adviserinfo.sec.gov |
| Graver Capital Management, LLC | Columbus | $153.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Columbus, OH
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Capital Asset Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.