Data / Investment advisers / Georgia / Cape Investment Advisory, Inc.
Cape Investment Advisory, Inc., McDonough, GA: $474 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Cape Investment Advisory, Inc. is an SEC registered investment adviser with its main office in McDonough, Georgia and reports $474 million in regulatory assets under management in its Form ADV filed July 10, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Cape Investment Advisory, Inc. (CRD number 146384): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 146384
- SEC file number
- 801-71349
- SEC status
- Approved, effective April 29, 2010
- Main office
- 1600 Pennsylvania Ave., McDonough, GA 30253
- Phone
- (678) 583-1120
- Website
- glacierwealthmanagement.com
- Regulatory AUM
- $473,744,528 in the Form ADV filed July 10, 2026
- Discretionary AUM
- $466,172,236
- Non discretionary AUM
- $7,572,292
- Accounts
- 1,660
- Employees
- 34, of which 28 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 34
- Form ADV Item 11 disclosures
- Reported: criminal actions, other federal, state or foreign regulatory actions, self-regulatory organization actions, civil court actions
- Latest Form ADV filing
- July 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 107 | $277.5 million |
| Individuals (other than high net worth individuals) | 895 | $180.2 million |
| Corporations or other businesses | 11 | $11 million |
| Pension and profit sharing plans | Fewer than 5 | $5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $473.7 million | March 31, 2026 |
| December 1, 2025 | $402.4 million | August 13, 2025 |
Other advisers in Georgia
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Investors Asset Management of Georgia Inc | Atlanta | $502 million | Not listed | adviserinfo.sec.gov |
| HC Advisors LLC | Sandy Springs | $500.2 million | Not listed | adviserinfo.sec.gov |
| Paces Ferry Wealth Advisors, LLC | Atlanta | $491.2 million | Not listed | adviserinfo.sec.gov |
| Register Financial Advisors, LLC | Atlanta | $488.5 million | Not listed | adviserinfo.sec.gov |
| Source Capital, LLC | Atlanta | $475.4 million | 19 | adviserinfo.sec.gov |
| Adapt Wealth Advisors, LLC | Atlanta | $469.2 million | Not listed | adviserinfo.sec.gov |
| Sard Wealth Managment Group, LLC | Atlanta | $464 million | Not listed | adviserinfo.sec.gov |
| TCP Management LLC | Atlanta | $463.5 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Georgia
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Cape Investment Advisory, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.