Data / Investment advisers / Canaccord Genuity Wealth Management
Canaccord Genuity Wealth Management, Vancouver, BC, Canada: $135 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Canaccord Genuity Wealth Management is an SEC registered investment adviser with its main office in Vancouver, BC, Canada and reports $135 million in regulatory assets under management in its Form ADV filed June 30, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 7449
- SEC file number
- 801-106809
- SEC status
- Approved, effective November 2, 2015
- Legal name
- Canaccord Genuity Wealth Management (USA) Inc.
- Main office
- 1133 Melville Street Suite 1100, Vancouver, BC, Canada V6E 4E5
- Phone
- (604) 643-7300
- Regulatory AUM
- $135,455,625 in the Form ADV filed June 30, 2026
- Discretionary AUM
- $135,455,625
- Accounts
- 114
- Employees
- 32, of which 32 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 6
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- June 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 29 | $117.2 million |
| Individuals (other than high net worth individuals) | 48 | $16.3 million |
| Corporations or other businesses | 3 | $1.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $135.5 million | June 30, 2026 |
| December 1, 2025 | $101.2 million | July 17, 2025 |
Also on SpecStream
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Canaccord Genuity Wealth Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.