Data / Investment advisers / Massachusetts / BTS Asset Management, Inc.
BTS Asset Management, Inc., Lincoln, MA: $145 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
BTS Asset Management, Inc. is an SEC registered investment adviser with its main office in Lincoln, Massachusetts and reports $145 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include investment companies, individuals and high net worth individuals. It is paid through a percentage of assets under management.
The request: Watch BTS Asset Management, Inc. (CRD number 105215): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105215
- SEC file number
- 801-14895
- SEC status
- Approved, effective October 25, 1979
- Legal name
- BTS Asset Management Inc
- Main office
- 55 Old Bedford Road Suite 203, Lincoln, MA 01773
- Phone
- (781) 863-2545
- Website
- btsfunds.com
- Regulatory AUM
- $144,772,017 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $144,772,017
- Accounts
- 448
- Employees
- 13, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $60.1 million |
| Individuals (other than high net worth individuals) | 441 | $45.7 million |
| High net worth individuals | 2 | $35.8 million |
| Pension and profit sharing plans | 2 | $3.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $144.8 million | March 31, 2026 |
| December 1, 2025 | $188.8 million | November 25, 2025 |
Other advisers in Massachusetts
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sverica Capital Management | Boston | $2.46 billion | 8 | adviserinfo.sec.gov |
| S & Co., Inc. | Boston | $2.46 billion | 6 | adviserinfo.sec.gov |
| Retirement Resources Investment Corporation | Andover | $2.44 billion | Not listed | adviserinfo.sec.gov |
| Nichols & Pratt Advisers LLP | Boston | $2.43 billion | Not listed | adviserinfo.sec.gov |
| Moody, Lynn, Lieberson & Walker, LLC | Boston | $2.41 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Massachusetts
- Advisers with $100 million to $500 million in AUM
- Advisers serving investment companies
- Advisers serving individuals
- BTS Asset Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.