Data / Investment advisers / New Jersey / Breakwater Capital Group
Breakwater Capital Group, Paramus, NJ: $1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Breakwater Capital Group is an SEC registered investment adviser with its main office in Paramus, New Jersey and reports $1 billion in regulatory assets under management in its Form ADV filed October 12, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Breakwater Capital Group (CRD number 321097): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 321097
- SEC file number
- 801-125704
- SEC status
- Approved, effective May 19, 2022
- Main office
- 140 E. Ridgewood Avenue Suite 415, Paramus, NJ 07652
- Phone
- (551) 342-3733
- Website
- breakwatercapitalgroup.com
- Regulatory AUM
- $1,019,176,972 in the Form ADV filed October 12, 2026
- Discretionary AUM
- $1,019,176,972
- Accounts
- 1,336
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 6
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 239 | $968.1 million |
| Individuals (other than high net worth individuals) | 131 | $51.1 million |
| Corporations or other businesses | Fewer than 5 | $13,226 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.02 billion | March 19, 2026 |
| December 1, 2025 | $843.4 million | October 16, 2025 |
Other advisers in New Jersey
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ashe Capital Management, LP | Englewood Cliffs | $1.04 billion | 1 | adviserinfo.sec.gov |
| Toews Asset Management | Northfield | $1.04 billion | Not listed | adviserinfo.sec.gov |
| Ridgeleigh Capital | Summit | $1.03 billion | 1 | adviserinfo.sec.gov |
| Ac Funds, LLC | Ridgewood | $1.03 billion | Not listed | adviserinfo.sec.gov |
| Glen Eagle Advisors, LLC | Kingston | $1.03 billion | Not listed | adviserinfo.sec.gov |
| Portfolio Strategies Inc Ny | Montvale | $1.02 billion | Not listed | adviserinfo.sec.gov |
| Quantum Capital Management, LLC | Northfield | $1.00 billion | Not listed | adviserinfo.sec.gov |
| Oliver Luxxe Assets LLC | Gladstone | $1.00 billion | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New Jersey
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Breakwater Capital Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.