Data / Investment advisers / Illinois / Bernardi Asset Management, LLC
Bernardi Asset Management, LLC, Northfield, IL: $331 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Bernardi Asset Management, LLC is an SEC registered investment adviser with its main office in Northfield, Illinois and reports $331 million in regulatory assets under management in its Form ADV filed November 19, 2025. Its clients include high net worth individuals, other investment advisers and state and municipal governments. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 120110
- SEC file number
- 801-68608
- SEC status
- Approved, effective January 2, 2008
- Main office
- 423 Central Avenue, Northfield, IL 60093
- Phone
- (312) 281-2021
- Website
- bernardisecurities.com
- Regulatory AUM
- $330,996,086 in the Form ADV filed November 19, 2025
- Discretionary AUM
- $330,996,086
- Accounts
- 146
- Employees
- 22, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- November 19, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 28 | $137.3 million |
| Other investment advisers | 7 | $121.2 million |
| State or municipal government entities | 5 | $35.4 million |
| Insurance companies | 1 | $16.8 million |
| Corporations or other businesses | 2 | $16.7 million |
| Individuals (other than high net worth individuals) | 26 | $3.6 million |
Other advisers in Northfield
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Moller Wealth Partners | Northfield | $755.9 million | Not listed | adviserinfo.sec.gov |
| Kenney Investments Inc | Northfield | $328.5 million | Not listed | adviserinfo.sec.gov |
| Mack Investment Securities, Inc. | Northfield | $302.6 million | Not listed | adviserinfo.sec.gov |
| The Planning Group | Northfield | $291.5 million | Not listed | adviserinfo.sec.gov |
| Treetop Wealth Management, LLC | Northfield | $210 million | Not listed | adviserinfo.sec.gov |
| Marcus Capital, LLC | Northfield | $129.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Northfield, IL
- Investment advisers in Illinois
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving other investment advisers
- Bernardi Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.