Data / Investment advisers / Pennsylvania / Ballast Financial Advisors, LLC
Ballast Financial Advisors, LLC, West Chester, PA: $343 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ballast Financial Advisors, LLC is an SEC registered investment adviser with its main office in West Chester, Pennsylvania and reports $343 million in regulatory assets under management in its Form ADV filed March 17, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Ballast Financial Advisors, LLC (CRD number 304430): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 304430
- SEC file number
- 801-117158
- SEC status
- Approved, effective August 13, 2019
- Main office
- 535 N. Church St. Suite 205, West Chester, PA 19380
- Phone
- (484) 266-7281
- Website
- anchorcap.net
- Regulatory AUM
- $342,648,784 in the Form ADV filed March 17, 2026
- Discretionary AUM
- $129,103,542
- Non discretionary AUM
- $213,545,242
- Accounts
- 1,573
- Employees
- 5, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- March 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 120 | $207.6 million |
| Individuals (other than high net worth individuals) | 482 | $117 million |
| Pension and profit sharing plans | Fewer than 5 | $17.9 million |
| Corporations or other businesses | 5 | $130,878 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $342.6 million | March 17, 2026 |
| December 1, 2025 | $276.4 million | March 14, 2025 |
Other advisers in West Chester
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Veery Capital, LLC | West Chester | $971.4 million | Not listed | adviserinfo.sec.gov |
| Market Street Wealth Management | West Chester | $837 million | Not listed | adviserinfo.sec.gov |
| Wealthcare Capital Partners, LLC | West Chester | $407.4 million | Not listed | adviserinfo.sec.gov |
| Financial Coach | West Chester | $397.3 million | Not listed | adviserinfo.sec.gov |
| Trinity Investment Advisors, LLC | West Chester | $388.2 million | Not listed | adviserinfo.sec.gov |
| Marquette Associates, Inc. | West Chester | $315.7 million | Not listed | adviserinfo.sec.gov |
| Stonecrop Wealth Advisors, LLC | West Chester | $299.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in West Chester, PA
- Investment advisers in Pennsylvania
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Ballast Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.