Data / Investment advisers / Pennsylvania / Axiom Asset Management
Axiom Asset Management, Wayne, PA: $900 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Axiom Asset Management is an SEC registered investment adviser with its main office in Wayne, Pennsylvania and reports $900 million in regulatory assets under management in its Form ADV filed July 22, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 145186
- SEC file number
- 801-68405
- SEC status
- Approved, effective October 4, 2007
- Legal name
- Wealthtrust Axiom, LLC
- Main office
- 550 E Swedesford Rd Suite 110, Wayne, PA 19087
- Phone
- (610) 688-0050
- Website
- axiomasset.com
- Regulatory AUM
- $899,555,956 in the Form ADV filed July 22, 2026
- Discretionary AUM
- $697,501,378
- Non discretionary AUM
- $202,054,578
- Accounts
- 614
- Employees
- 5, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- July 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 354 | $800.7 million |
| High net worth individuals | 225 | $92.5 million |
| Pension and profit sharing plans | 10 | $6.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $899.6 million | March 30, 2026 |
| December 1, 2025 | $802.8 million | March 28, 2025 |
Other advisers in Wayne
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hartford Funds | Wayne | $2.15 billion | Not listed | adviserinfo.sec.gov |
| Inverness Graham Investments, Inc. | Wayne | $1.57 billion | 29 | adviserinfo.sec.gov |
| Alden Capital | Wayne | $1.52 billion | 1 | adviserinfo.sec.gov |
| Guardian Capital Partners | Wayne | $1.19 billion | 6 | adviserinfo.sec.gov |
| Wick Capital Partners, LLC | Wayne | $929.7 million | Not listed | adviserinfo.sec.gov |
| Radnor Capital Management, LLC | Wayne | $854.8 million | Not listed | adviserinfo.sec.gov |
| Seminal Food and Nutrition Investments, LLC | Wayne | $613.2 million | 10 | adviserinfo.sec.gov |
| Fortis Advisors, LLC | Wayne | $584.3 million | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wayne, PA
- Investment advisers in Pennsylvania
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Axiom Asset Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.