Data / Investment advisers / Asia Pacific Financial Management Group, Inc.
Asia Pacific Financial Management Group, Inc., Hagatna, Guam: $304 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Asia Pacific Financial Management Group, Inc. is an SEC registered investment adviser with its main office in Hagatna, Guam and reports $304 million in regulatory assets under management in its Form ADV filed September 24, 2026. Its clients include individuals, pension and profit sharing plans and high net worth individuals. It is paid through a percentage of assets under management.
The request: Watch Asia Pacific Financial Management Group, Inc. (CRD number 32338): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 32338
- SEC file number
- 801-79830
- SEC status
- Approved, effective June 24, 2014
- Main office
- 145 Aspinall Avenue, Hagatna, Guam 96910-5156
- Phone
- (671) 472-6400
- Website
- apfmg.com
- Regulatory AUM
- $303,526,284 in the Form ADV filed September 24, 2026
- Discretionary AUM
- $303,526,284
- Accounts
- 1,490
- Employees
- 9, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,373 | $125.2 million |
| Pension and profit sharing plans | 54 | $85.6 million |
| High net worth individuals | 44 | $83.3 million |
| Corporations or other businesses | 13 | $4.4 million |
| Insurance companies | 2 | $3.3 million |
| Charitable organizations | 4 | $1.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $303.5 million | March 30, 2026 |
| December 1, 2025 | $286.2 million | April 16, 2025 |
Also on SpecStream
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving pension and profit sharing plans
- Asia Pacific Financial Management Group, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.