Data / Investment advisers / Texas / Ascentis Independent Advisors, LLC
Ascentis Independent Advisors, LLC, Dallas, TX: $2.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ascentis Independent Advisors, LLC is an SEC registered investment adviser with its main office in Dallas, Texas and reports $2.1 billion in regulatory assets under management in its Form ADV filed October 17, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and other fees.
The request: Watch Ascentis Independent Advisors, LLC (CRD number 322879): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 322879
- SEC file number
- 801-126441
- SEC status
- Approved, effective August 25, 2022
- Main office
- 5001 Spring Valley Road Suite 810w, Dallas, TX 75244
- Phone
- (866) 273-1563
- Website
- organpeakfinancial.com
- Regulatory AUM
- $2,094,861,769 in the Form ADV filed October 17, 2026
- Discretionary AUM
- $1,962,928,485
- Non discretionary AUM
- $131,933,284
- Accounts
- 7,464
- Employees
- 43, of which 39 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 28
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 610 | $1.48 billion |
| Individuals (other than high net worth individuals) | 2,080 | $510.9 million |
| Corporations or other businesses | 71 | $91.3 million |
| Pension and profit sharing plans | 44 | $13.2 million |
| Charitable organizations | 9 | $4.1 million |
| Investment companies | 1 | $26,319 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.09 billion | March 31, 2026 |
| February 2, 2026 | $1.65 billion | January 5, 2026 |
| December 1, 2025 | $880.4 million | November 11, 2025 |
Other advisers in Dallas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Requisite Capital Management LLC | Dallas | $2.43 billion | 2 | adviserinfo.sec.gov |
| Strive Asset Management | Dallas | $2.38 billion | Not listed | adviserinfo.sec.gov |
| Beaird Harris | Dallas | $2.27 billion | Not listed | adviserinfo.sec.gov |
| Sagefield Investment Group LP | Dallas | $2.17 billion | 2 | adviserinfo.sec.gov |
| Meridiem Capital Partners LP | Dallas | $2.15 billion | 1 | adviserinfo.sec.gov |
| River Canyon Fund Management LLC | Dallas | $2.08 billion | 1 | adviserinfo.sec.gov |
| Cresta Fund Management LLC | Dallas | $2.04 billion | 22 | adviserinfo.sec.gov |
| Purpose Capital Management, LLC | Dallas | $2.00 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Dallas, TX
- Investment advisers in Texas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Ascentis Independent Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.