Data / Investment advisers / Nebraska / Allen Capital Group, LLC
Allen Capital Group, LLC, Grand Island, NE: $1.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Allen Capital Group, LLC is an SEC registered investment adviser with its main office in Grand Island, Nebraska and reports $1.5 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 2 private funds.
The request: Watch Allen Capital Group, LLC (CRD number 135879): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 135879
- SEC file number
- 801-64514
- SEC status
- Approved, effective July 15, 2005
- Main office
- 3540 Prairieview Street Suite 200, Grand Island, NE 68803
- Phone
- (308) 385-1500
- Website
- allencapgroup.com
- Regulatory AUM
- $1,501,556,085 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $1,495,911,686
- Non discretionary AUM
- $5,644,399
- Accounts
- 7,162
- Employees
- 38, of which 21 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Private funds
- 2: 2 real estate funds
- Gross assets of private funds
- $6,481,232
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 410 | $985.4 million |
| Individuals (other than high net worth individuals) | 1,779 | $427.1 million |
| Charitable organizations | 56 | $56.5 million |
| Corporations or other businesses | 23 | $18.3 million |
| Pension and profit sharing plans | 4 | $8.6 million |
| Pooled investment vehicles | 2 | $5.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.50 billion | March 31, 2026 |
| December 1, 2025 | $1.22 billion | July 28, 2025 |
Other advisers in Nebraska
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Private Wealth Asset Management | Omaha | $2.52 billion | Not listed | adviserinfo.sec.gov |
| Prodigy Asset Management LLC | Omaha | $2.44 billion | 1 | adviserinfo.sec.gov |
| Wealthplan Investment Management LLC | Omaha | $2.19 billion | 2 | adviserinfo.sec.gov |
| Carson Group Investing | Omaha | $2.05 billion | Not listed | adviserinfo.sec.gov |
| Tributary Capital Management, LLC | Omaha | $1.90 billion | Not listed | adviserinfo.sec.gov |
| Ironvine Capital Partners, LLC | Omaha | $1.14 billion | Not listed | adviserinfo.sec.gov |
| Wealthplan Partners | Omaha | $1.12 billion | Not listed | adviserinfo.sec.gov |
| McMill CPA and Advisors | Norfolk | $862.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Nebraska
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Allen Capital Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.