Data / Investment advisers / Virginia / Aegis Financial Corporation
Aegis Financial Corporation, McLean, VA: $1.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Aegis Financial Corporation is an SEC registered investment adviser with its main office in McLean, Virginia and reports $1.4 billion in regulatory assets under management in its Form ADV filed July 28, 2026. Its clients include investment companies, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 111587
- SEC file number
- 801-46901
- SEC status
- Approved, effective July 8, 1994
- Main office
- 6862 Elm Street Suite 830, McLean, VA 22101
- Phone
- (703) 528-7788
- Website
- aegisvaluefund.com
- Regulatory AUM
- $1,367,476,939 in the Form ADV filed July 28, 2026
- Discretionary AUM
- $1,367,476,939
- Accounts
- 67
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $1.31 billion |
| High net worth individuals | 9 | $34.9 million |
| Corporations or other businesses | Fewer than 5 | $12.3 million |
| Individuals (other than high net worth individuals) | 19 | $10 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.37 billion | March 27, 2026 |
| December 1, 2025 | $381 million | March 21, 2025 |
Other advisers in McLean
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Spire Wealth Management, LLC | McLean | $4.51 billion | Not listed | adviserinfo.sec.gov |
| Bogart Wealth, LLC | McLean | $3.19 billion | Not listed | adviserinfo.sec.gov |
| West Financial Services, Inc. | McLean | $2.84 billion | Not listed | adviserinfo.sec.gov |
| Activ8 Family Office LLC | McLean | $1.54 billion | Not listed | adviserinfo.sec.gov |
| Range Advisory, LLC | McLean | $1.39 billion | Not listed | adviserinfo.sec.gov |
| Aldrich Capital Partners LLC | McLean | $1.12 billion | 14 | adviserinfo.sec.gov |
| FJ Capital Management LLC | McLean | $1.08 billion | 4 | adviserinfo.sec.gov |
| Pointoak Retirement Advisors | McLean | $1.08 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in McLean, VA
- Investment advisers in Virginia
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving high net worth individuals
- Aegis Financial Corporation on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.