Data / Investment advisers / Oklahoma / Adaptation Financial Advisors Inc.
Adaptation Financial Advisors Inc., Oklahoma City, OK: $234 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Adaptation Financial Advisors Inc. is an SEC registered investment adviser with its main office in Oklahoma City, Oklahoma and reports $234 million in regulatory assets under management in its Form ADV filed October 26, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Adaptation Financial Advisors Inc. (CRD number 309192): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 309192
- SEC file number
- 801-118982
- SEC status
- Approved, effective June 26, 2020
- Main office
- 700 Cedar Lake Blvd, Oklahoma City, OK 73114
- Phone
- (972) 774-0700
- Website
- adaptfa.com
- Regulatory AUM
- $233,603,057 in the Form ADV filed October 26, 2026
- Discretionary AUM
- $233,603,057
- Accounts
- 1,291
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 637 | $130.5 million |
| High net worth individuals | 53 | $103.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $233.6 million | March 23, 2026 |
| December 1, 2025 | $217.1 million | November 6, 2025 |
Other advisers in Oklahoma City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Triton Financial Group, Inc | Oklahoma City | $258.7 million | Not listed | adviserinfo.sec.gov |
| Humphreys Capital, LLC | Oklahoma City | $252.4 million | 5 | adviserinfo.sec.gov |
| Windle Wealth | Oklahoma City | $251 million | Not listed | adviserinfo.sec.gov |
| Lig Capital Management, LLC | Oklahoma City | $250.4 million | Not listed | adviserinfo.sec.gov |
| Bison Capital Advisors, LLC | Oklahoma City | $250 million | Not listed | adviserinfo.sec.gov |
| Asset Management Advisors, LLC | Oklahoma City | $221.3 million | Not listed | adviserinfo.sec.gov |
| Redstone Wealth Management, LLC | Oklahoma City | $187.7 million | Not listed | adviserinfo.sec.gov |
| Comprehensive Financial Planning Inc | Oklahoma City | $176 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oklahoma City, OK
- Investment advisers in Oklahoma
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Adaptation Financial Advisors Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.