Data / Investment advisers / $50 million to $100 million in AUM / California
Investment advisers in California with $50 million to $100 million in AUM: 21 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
21 SEC registered investment advisers in California report between $50 million and $100 million in regulatory assets under management, $1.6 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Pacific Wealth Advisory Services LLC with $96.3 million.
The request: Every investment adviser in California with AUM in the range $50 million to $100 million, with phone and website. $10 of work on sign-up, no card.
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- 21Advisers
- 21SEC registered
- $1.6 billionTotal AUM
- 0Advisers over $100 million
- 4Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Pacific Wealth Advisory Services LLC | Danville | $96.3 million | 532 | 2 | Not listed | (925) 838-7566 | pacificwealthadvisory.net | adviserinfo.sec.gov |
| Saxon Securities LLC | San Francisco | $94.6 million | 25 | 2 | Not listed | (415) 820-5312 | saxonsecurities.com | adviserinfo.sec.gov |
| Cove Street Capital, LLC | Hermosa Beach | $93.8 million | 18 | 2 | 1 | (424) 221-5897 | covestreetcapital.com | adviserinfo.sec.gov |
| Peak Financial Planning | Canoga Park | $93 million | 300 | 8 | Not listed | (818) 600-6099 | thepeakfp.com | adviserinfo.sec.gov |
| Mundoval Capital Management, Inc. | LA Jolla | $91.9 million | 117 | 3 | Not listed | (858) 454-4837 | mundoval.com | adviserinfo.sec.gov |
| Wave Digital Assets LLC | Los Angeles | $91.9 million | 22 | 33 | 8 | (213) 533-9899 | adviserinfo.sec.gov | |
| Pruneyard Financial Group, Inc. | Cupertino | $90.9 million | 185 | 1 | Not listed | (408) 377-4444 | pruneyardfinancial.com | adviserinfo.sec.gov |
| Novawave Capital | Menlo Park | $90 million | 2 | 4 | 1 | (781) 710-3455 | novawavecapital.com | adviserinfo.sec.gov |
| 7 Streets Financial, LLC | San Diego | $88.4 million | 270 | 5 | Not listed | (619) 798-3372 | 7sts.com | adviserinfo.sec.gov |
| Pacific Global Investment Management Company | Glendale | $87.5 million | 198 | 6 | Not listed | (800) 404-6693 | pacificglobal.us | adviserinfo.sec.gov |
| MQ Private Wealth | Torrance | $86.9 million | 156 | 1 | Not listed | (310) 269-0869 | mqprivatewealth.com | adviserinfo.sec.gov |
| Jacob Asset Management of New York LLC | Hermosa Beach | $84.1 million | 3 | 3 | Not listed | (424) 237-2164 | jacobam.com | adviserinfo.sec.gov |
| Black Hill Capital Partners, LLC | San Francisco | $67.7 million | 2 | 1 | Not listed | (415) 829-4246 | blackhill-capital.com | adviserinfo.sec.gov |
| Backer | San Francisco | $62.9 million | 18,672 | 15 | Not listed | backer.com | adviserinfo.sec.gov | |
| RCM Robinson Capital Management LLC | Sacramento | $61.8 million | 9 | 1 | Not listed | (415) 771-9421 | robinsoncapital.com | adviserinfo.sec.gov |
| Awm Global Advisors | San Diego | $59.2 million | 119 | 4 | Not listed | (619) 225-7600 | adviserinfo.sec.gov | |
| Firsthand Capital Management, Inc. | San Jose | $58.6 million | 3 | 5 | Not listed | (408) 886-7096 | adviserinfo.sec.gov | |
| Transglobal Advisory, LLC | Monrovia | $58.3 million | 193 | 32 | Not listed | (626) 447-7888 | adviserinfo.sec.gov | |
| Kailai Advisers LTD. | Los Angeles | $57.8 million | 2 | 9 | 2 | (310) 385-3690 | claritypartners.net | adviserinfo.sec.gov |
| Westpark Capital, Inc. | Los Angeles | $53.1 million | 265 | 11 | Not listed | (310) 843-9300 | wpcapital.com | adviserinfo.sec.gov |
| C1 Advisors LLC | Palo Alto | $53.1 million | 1 | 4 | Not listed | (650) 374-7800 | c1fund.com | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.