Data / Investment advisers / California / Novawave Capital
Novawave Capital, Menlo Park, CA: $90 million AUM, SEC registered investment adviser
Novawave Capital is an SEC registered investment adviser with its main office in Menlo Park, California and reports $90 million in regulatory assets under management in its Form ADV filed April 1, 2026. Its clients include pooled investment vehicles and charitable organizations. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 333205
- SEC file number
- 801-131887
- SEC status
- Approved, effective January 27, 2025
- Legal name
- Novawave Capital LLC
- Main office
- 149 Commonwealth Dr Suite 1090, Menlo Park, CA 94025
- Phone
- (781) 710-3455
- Website
- novawavecapital.com
- Regulatory AUM
- $90,000,000 in the Form ADV filed April 1, 2026
- Discretionary AUM
- $80,000,000
- Non discretionary AUM
- $10,000,000
- Accounts
- 2
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 venture capital fund
- Gross assets of private funds
- $80,000,000
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $80 million |
| Charitable organizations | Fewer than 5 | $10 million |
Other advisers in Menlo Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Copperplate Capital LLC | Menlo Park | $293.7 million | 3 | adviserinfo.sec.gov |
| Ajax Health Management Company, LLC | Menlo Park | $214.5 million | Not listed | adviserinfo.sec.gov |
| Clearpath Capital Partners LLC | Menlo Park | $161.3 million | 2 | adviserinfo.sec.gov |
| Ig Better Future Management, LLC | Menlo Park | $128.3 million | 19 | adviserinfo.sec.gov |
| Highbar Partners | Menlo Park | $114.6 million | 3 | adviserinfo.sec.gov |
| MVP Ventures LLC | Menlo Park | Not listed | 102 | adviserinfo.sec.gov |
| Kleiner Perkins | Menlo Park | Not listed | 42 | adviserinfo.sec.gov |
| Khosla Ventures, LLC | Menlo Park | Not listed | 31 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Menlo Park, CA
- Investment advisers in California
- Advisers with $50 million to $100 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving charitable organizations
- Advisers that manage private funds
- Novawave Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.