Data / Form D filings / Week of Nov 9
Recently funded companies: 72 Form D filers, week of Nov 9
The full list. Form D filings, week of November 9, 2026: 72 rows for $5, by operating companies.
Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (CIK, notice, entity type, incorporated in, year incorporated, street and 10 more), which open on your screen as soon as the payment clears and come by email.
For agents and scripts: this list is ordered at https://specstream.ai/data/form-d/week/2026-11-09, and every list with its row count and price is at https://specstream.ai/data/lists.json.
72 operating companies filed a Form D in the week of November 9, 2026, reporting $605.2 million sold. Largest: Zai Lab Ltd ($249.9 million), VBT Financial Corp ($81 million), Ubicloud Inc. ($49.6 million). The median filing is $1 million, and 119 pooled investment funds also filed that week.
The request: Every US company that filed a Form D this week, with its address, industry, the amount sold and the filing. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 72Form D filings
- $605.2 millionreported sold
- $1 millionmedian amount sold
- NYmost filings (9)
Most filings by state: NY 9, CA 9, TX 9, DE 5, MA 4. By industry: Other 22, Other Technology 19, Commercial 5, Residential 5.
By day: Nov 9 (72).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Zai Lab Ltd | Biotechnology | Cambridge | MA | $249,933,600 | $249,933,600 | 25 | Nov 9 | sec.gov |
| VBT Financial Corp | Commercial Banking | San Antonio | TX | $81,000,000 | $81,000,000 | 30 | Nov 9 | sec.gov |
| Ubicloud Inc. | Other | San Francisco | CA | $49,649,761 | $49,649,761 | 44 | Nov 9 | sec.gov |
| Capital Square Apartment REIT, Inc. (amended) | REITS and Finance | Glen Allen | VA | $39,888,106 | $56,250,000 | 195 | Nov 9 | sec.gov |
| Newton Research, Inc. | Other Technology | Needham | MA | $17,899,859 | $30,000,000 | 13 | Nov 9 | sec.gov |
| MCP Holdings III LLC | Commercial | Uniontown | PA | $17,500,000 | $17,500,000 | 13 | Nov 9 | sec.gov |
| Rise Trinity Partners, LLC | Residential | Scottsdale | AZ | $17,462,860 | $17,462,860 | 55 | Nov 9 | sec.gov |
| Bespoke Industrial Evergreen Income Fund, LP (amended) | Other Real Estate | Lakewood | CO | $13,692,524 | Indefinite | 14 | Nov 9 | sec.gov |
| Marble Group, Inc. | Other Technology | New York | NY | $10,873,968 | $11,024,966 | 24 | Nov 9 | sec.gov |
| Peraso Inc. | Other Technology | San Jose | CA | $10,000,000 | $10,000,000 | 1 | Nov 9 | sec.gov |
| P8 HOUSING INVESTMENT FUND 1. LP | Other Real Estate | Cheyenne | WY | $9,579,046 | $50,000,000 | 7 | Nov 9 | sec.gov |
| Oberon Technology Holdings Inc. (amended) | Other Technology | Santa Monica | CA | $9,472,500 | Indefinite | 20 | Nov 9 | sec.gov |
| NOAH Purple Rain Ltd Liability Co | Other | New York | NY | $9,178,697 | $9,178,697 | 22 | Nov 9 | sec.gov |
| RICH RISING GROUP, INC | Other Technology | Beverly Hills | CA | $7,500,000 | $7,500,000 | 1 | Nov 9 | sec.gov |
| Happy Cow Foods Inc. | Retailing | Costa Mesa | CA | $7,099,977 | $7,099,977 | 33 | Nov 9 | sec.gov |
| Hondo Group, LLC (amended) | Other | Eufaula | AL | $6,780,000 | $15,055,100 | 41 | Nov 9 | sec.gov |
| Belle Meade Spirits, LLC | Other | Nashville | TN | $5,900,000 | $10,000,000 | 2 | Nov 9 | sec.gov |
| loopworks, LLC (amended) | Other Technology | Delray Beach | FL | $5,500,000 | Indefinite | 3 | Nov 9 | sec.gov |
| Bamboo Creative Solutions LLC | Other Technology | Miami | FL | $5,083,201 | $5,083,201 | 10 | Nov 9 | sec.gov |
| SPC Trinity LLC | Residential | Lake Elmo | MN | $4,787,600 | $4,787,600 | 67 | Nov 9 | sec.gov |
| Transformer TX Holdings, LLC | Hospitals and Physicians | Pearland | TX | $4,146,514 | $319,145,065 | 53 | Nov 9 | sec.gov |
| Elka Lane Apts LLC | Residential | Deforest | WI | $3,700,000 | $3,700,000 | 20 | Nov 9 | sec.gov |
| Make It Happen Broadway, Ltd Liability Co (amended) | Other | New York | NY | $2,803,600 | $6,000,000 | 30 | Nov 9 | sec.gov |
| CEP III - Terra 26, LLC | Other Real Estate | Everett | WA | $1,750,000 | $1,750,000 | 7 | Nov 9 | sec.gov |
| Litewave.AI, Inc (amended) | Other Technology | San Francisco | CA | $1,525,000 | $3,500,000 | 13 | Nov 9 | sec.gov |
| ColoWatch, Inc. /MD/ (amended) | Other Health Care | Gaithersburg | MD | $1,435,000 | $3,000,000 | 11 | Nov 9 | sec.gov |
| CARDO Compute LLC | Computers | Denver | CO | $1,250,000 | Indefinite | 5 | Nov 9 | sec.gov |
| Glide Holdings, LLC | Other | Orem | UT | $1,050,000 | $1,500,000 | 5 | Nov 9 | sec.gov |
| Authentica Group, Inc. | Other Technology | Tallahassee | FL | $1,000,000 | $2,500,000 | 1 | Nov 9 | sec.gov |
| DegreeSight Inc | Other Technology | Austin | TX | $1,000,000 | $3,000,000 | 1 | Nov 9 | sec.gov |
| Series Fund X, a series of UM Pre-IPO Portfolio Fund II LLC | Other | New York | NY | $950,000 | Indefinite | 12 | Nov 9 | sec.gov |
| SunFly Brands, Inc. (amended) | Other | Seattle | WA | $869,941 | $1,835,350 | 36 | Nov 9 | sec.gov |
| GiftBetter Inc. | Other Technology | St. Louis | MO | $500,000 | $1,250,000 | 12 | Nov 9 | sec.gov |
| VBASE Oil Co | Manufacturing | Pendleton | SC | $467,500 | $1,500,000 | 6 | Nov 9 | sec.gov |
| BITTERROOT RESOURCES LTD | Other | Vancouver | $428,861 | $782,040 | 6 | Nov 9 | sec.gov | |
| BetterStory, Inc. | Other Technology | Wilmington | DE | $420,000 | $1,000,000 | 2 | Nov 9 | sec.gov |
| IDEW, Inc. | Other | New York | NY | $400,000 | $500,000 | 3 | Nov 9 | sec.gov |
| Talent Shares, Inc. | Other Technology | Dover | DE | $344,800 | $500,000 | 5 | Nov 9 | sec.gov |
| Phoenix Halcyon Partners, LLC | Residential | Goodyear | AZ | $250,000 | $3,000,000 | 1 | Nov 9 | sec.gov |
| Toil Partners MSP, LP | Other | Blaine | MN | $250,000 | $2,500,000 | 1 | Nov 9 | sec.gov |
| D'LUX Storage, Inc. | Other | San Jose | CA | $249,993 | $5,000,002 | 1 | Nov 9 | sec.gov |
| PIG Storage 1, LLC | Other | Liberty Hill | TX | $240,000 | $300,000 | 9 | Nov 9 | sec.gov |
| NBO Pharma Inc. | Pharmaceuticals | Bedford | NY | $238,000 | $7,000,000 | 5 | Nov 9 | sec.gov |
| Sixty North Gold Mining Ltd. (amended) | Other | Surrey | $233,777 | $552,564 | 1 | Nov 9 | sec.gov | |
| Intelligent Wellness Solutions Inc. | Other Technology | Atlanta | GA | $225,000 | $2,000,000 | 3 | Nov 9 | sec.gov |
| KVC X LLC | Investing | Harleysville | PA | $115,000 | $115,000 | 9 | Nov 9 | sec.gov |
| Outlast Power Inc. | Other Energy | Dover | NY | $100,000 | Indefinite | 1 | Nov 9 | sec.gov |
| Eyeonix AIQ, Inc. (amended) | Other Technology | Sheridan | WY | $100,000 | Indefinite | 1 | Nov 9 | sec.gov |
| SAXON CAPITAL GROUP INC (amended) | Other | Scottsdale | AZ | $90,500 | $250,000 | 4 | Nov 9 | sec.gov |
| SCREENGENI.US, INC. | Other Technology | Wilmington | DE | $85,000 | $350,000 | 2 | Nov 9 | sec.gov |
| Film Number 1, LLC | Other | The Woodlands | TX | $75,000 | $75,000 | 10 | Nov 9 | sec.gov |
| Flip Flow HQ Inc | Other Technology | Brighton | MA | $71,000 | $200,000 | 1 | Nov 9 | sec.gov |
| Accelerate, LLC | Other Technology | Milford | MA | $25,000 | $500,000 | 1 | Nov 9 | sec.gov |
| PIG Strong, LLC | Other | Liberty Hill | TX | $23,500 | $500,000 | 4 | Nov 9 | sec.gov |
| Hom3 Technologies LLC | Other Technology | Escondido | CA | $10,000 | Indefinite | 1 | Nov 9 | sec.gov |
| Glowrizz Inc. (amended) | Manufacturing | Lewes | DE | $90 | $90 | 3 | Nov 9 | sec.gov |
| Glowrizz Inc. | Manufacturing | Lewes | DE | $90 | $90 | 3 | Nov 9 | sec.gov |
| Hall Wisconsin Rural Fund X, LP | REITS and Finance | Dallas | TX | $0 | $34,400,000 | 0 | Nov 9 | sec.gov |
| BRC Partners IX LP | Commercial | Danville | CA | $0 | $68,800,000 | 0 | Nov 9 | sec.gov |
| Know-It-All Movie LLC | Other | Brooklyn | NY | $0 | $150,000 | 0 | Nov 9 | sec.gov |
| GROWING SEASON LLC | Other | Louisville | KY | $0 | $2,100,000 | 1 | Nov 9 | sec.gov |
| Life Impact Partners 14 LLC | Biotechnology | Draper | UT | $0 | $5,000,000 | 0 | Nov 9 | sec.gov |
| Life Impact Partners 15 LLC | Biotechnology | Draper | UT | $0 | $5,000,000 | 0 | Nov 9 | sec.gov |
| Westplan Gwinnett Arena Atlanta, LP (amended) | Residential | Atlanta | GA | $0 | $16,700,000 | 0 | Nov 9 | sec.gov |
| SLTX HP SL, LLC | Commercial | Sugar Land | TX | $0 | $7,950,000 | 0 | Nov 9 | sec.gov |
| ELM WF, LLC | Commercial | Chamblee | GA | $0 | $8,600,000 | 0 | Nov 9 | sec.gov |
| CES Properties Fund LIX (Vintage Hill) LLC | Other Real Estate | Bellevue | WA | $0 | $900,000 | 0 | Nov 9 | sec.gov |
| LomaAlta Capital Fund I, LP (amended) | Commercial | Brownsville | TX | $0 | $15,000,000 | 0 | Nov 9 | sec.gov |
| Monetary Metals & Co. | Other | Scottsdale | AZ | $0 | $40,000,000 | 90 | Nov 9 | sec.gov |
| CES Properties Fund LVIII (TEPF 8) LLC | Other Real Estate | Bellevue | WA | $0 | $2,800,000 | 0 | Nov 9 | sec.gov |
| C2 Capital Group, Inc. (amended) | Other | Boca Raton | FL | $0 | $2,500,000 | 0 | Nov 9 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $66,256 | 0 | Nov 9 | sec.gov |
Week of Nov 2 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.