Data / Form D filings / Upstream Research Inc.
Upstream Research Inc.: Form D filings
Upstream Research Inc., a technology company in Bainbridge Island, WA, filed 7 Form D notices with the SEC between 2015 and 2016. The latest, on December 1, 2016, reports $175,000 sold of a $1.5 million offering to 2 investors.
Find out what Upstream Research Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 900 Winslow Way East, Bainbridge Island, WA, 98110
- Phone
- (206) 317-6667
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2015
- Revenue range
- $1,000,001 - $5,000,000
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1653220
The full lists. Form D filings in Washington: 1,095 rows, $54.75, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Dec 1, 2016 | Amendment | $1,500,000 | $175,000 | $1,325,000 | 2 | Jun 24, 2016 | sec.gov |
| Jul 18, 2016 | New notice | $1,500,000 | $150,000 | $1,350,000 | 1 | Jun 24, 2016 | sec.gov |
| May 16, 2016 | Amendment | $1,525,000 | $1,525,000 | $0 | 24 | Sep 5, 2015 | sec.gov |
| Oct 9, 2015 | Amendment | $600,000 | $425,000 | $175,000 | 8 | Sep 5, 2015 | sec.gov |
| Oct 9, 2015 | Amendment | $600,000 | $425,000 | $175,000 | 4 | Sep 5, 2015 | sec.gov |
| Oct 9, 2015 | Amendment | $600,000 | $350,000 | $250,000 | 4 | Sep 5, 2015 | sec.gov |
| Sep 17, 2015 | New notice | $600,000 | $350,000 | $250,000 | 4 | Sep 5, 2015 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| John Ballantine | Executive Officer | |
| Nicholas Bedbury | Executive Officer |
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Every Form D from the week of Nov 28, 2016 · All recent filings in Washington · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what Upstream Research Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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