Data / Form D filings / UPPI, LLC
UPPI, LLC: Form D filing
UPPI, LLC, a pharmaceuticals company in Suwanee, GA, filed a Form D with the SEC in 2011. The latest, on April 5, 2011, reports $105,000 sold of a $1.2 million offering to 3 investors.
Find out what UPPI, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 5400 LAUREL SPRINGS PARKWAY, #405, Suwanee, GA, 30024
- Phone
- (770) 205-2651
- Industry
- Pharmaceuticals
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2007
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506, Securities Act section 4(6)
- SEC identifier (CIK)
- 1517437
The full lists. Form D filings in Georgia: 1,337 rows, $66.85, or the new rows each week for $19 a month. Form D filings in Pharmaceuticals: 346 rows, $17.30, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 5, 2011 | New notice | $1,200,000 | $105,000 | $1,095,000 | 3 | Mar 21, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| TOM WILKINSON | Director | |
| STEPHEN PUTNAL | Director | |
| RODNEY PROSSER | Director | |
| LAMAR FOTI | Director | |
| RICHARD SHERIFF | Executive Officer, Director | |
| SCOTT BROWER | Executive Officer, Director | |
| RALEIGH HAMILTON | Executive Officer, Director | |
| Perry Polsinelli | Executive Officer |
Other pharmaceuticals companies in Georgia that filed recently
- Laurentide Therapeutics Inc. $99,999 · Sep 28, 2026
- LifeCyte Innovations, Inc. $1 million · Aug 20, 2026
Every Form D from the week of Apr 4, 2011 · All recent filings in Georgia · All recent Pharmaceuticals filings
Read from SEC EDGAR. Amount sold is what UPPI, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.