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Uni-Pixel: Form D filings

Uni-Pixel, a technology company in The Woodlands, TX, filed 5 Form D notices with the SEC between 2009 and 2015. The latest, on April 17, 2015, reports $15 million sold of a $20 million offering to 2 investors.

Find out what Uni-Pixel does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

Company details from the filing

Address
8708 TECHNOLOGY FOREST PLACE - SUITE 100, The Woodlands, TX, 77381
Phone
(281) 825-4500
Industry
Other Technology
Entity type
Corporation
Incorporated in
Delaware
Revenue range
No Revenues
Exemptions claimed
Rule 506(b)
SEC identifier (CIK)
1171012

The full lists. Form D filings in Texas: 4,800 rows, $128, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Apr 17, 2015New notice$20,000,000$15,000,000$5,000,0002Apr 16, 2015sec.gov
Jan 11, 2010Amendment$3,000,000$1,425,000$1,575,0000Aug 27, 2009sec.gov
Dec 9, 2009New notice$3,000,000$0$3,000,0000Yet to occursec.gov
Aug 27, 2009New notice$3,000,000$0$3,000,0000Yet to occursec.gov
May 11, 2009New notice$3,000,000$0$3,000,0000Yet to occursec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
ROBERT J. PETCAVICHExecutive Officer
MALCOLM J. THOMPSONDirector
CARL J. YANKOWSKIDirector
JEFF A. HAWTHORNEExecutive Officer, Director
BRUCE I. BERKOFFDirector
ROSS A, YOUNGDirector
JEFFREY W. TOMZExecutive Officer
BERNARD T. MARRENDirector
ROBERT A. RUSENKOExecutive Officer
ANTHONY J. LE VECCHIODirector
WILLIAM WAYNE PATTERSONDirector

Other technology companies in Texas that filed recently

Every Form D from the week of Apr 13, 2015 · All recent filings in Texas · All recent Other Technology filings

Read from SEC EDGAR. Amount sold is what Uni-Pixel reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.

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