Data / Form D filings / UBICOM INC
UBICOM INC: Form D filings
UBICOM INC, a technology company in San Jose, CA, filed 9 Form D notices with the SEC between 2009 and 2011. The latest, on November 1, 2011, reports $1 million sold of a $1.2 million offering to 10 investors.
Find out what UBICOM INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 195 BAYPOINTE PARKWAY, San Jose, CA, 95134
- Phone
- (408) 433-3330
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- California
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1138344
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 1, 2011 | New notice | $1,153,000 | $1,000,000 | $153,000 | 10 | Sep 21, 2011 | sec.gov |
| Sep 1, 2011 | New notice | $1,000,000 | $1,000,000 | $0 | 12 | Jun 29, 2011 | sec.gov |
| Jul 21, 2011 | Amendment | $12,458,000 | $11,435,909 | $1,022,091 | 16 | Sep 21, 2010 | sec.gov |
| Jul 20, 2011 | Amendment | $12,458,000 | $11,435,909 | $1,022,091 | 16 | Sep 21, 2010 | sec.gov |
| Jul 20, 2011 | New notice | $12,458,000 | $11,435,909 | $1,022,091 | 16 | Sep 21, 2010 | sec.gov |
| Jul 20, 2011 | New notice | $8,000,000 | $4,758,560 | $3,241,440 | 14 | Apr 15, 2010 | sec.gov |
| Nov 8, 2010 | New notice | $8,821,000 | $6,940,379 | $1,880,621 | 15 | Jul 16, 2010 | sec.gov |
| Mar 8, 2010 | New notice | $2,000,000 | $1,806,598 | $193,402 | 10 | Feb 23, 2010 | sec.gov |
| Oct 9, 2009 | New notice | $10,000,000 | $4,437,500 | $5,562,500 | 10 | Sep 30, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Pascal Levensohn | Director | |
| David Fotland | Executive Officer | |
| Janice Roberts | Director | |
| Andy Rappaport | Director | |
| Douglas Spreng | Director | |
| Brian Melton | Director | |
| Gangesh Ganesan | Executive Officer, Director | |
| Chris Mausler | Executive Officer |
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Every Form D from the week of Oct 31, 2011 · All recent filings in California · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what UBICOM INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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