Data / Form D filings / Turning Point Brands, Inc.
Turning Point Brands, Inc.: Form D filings
Turning Point Brands, Inc., a company in Louisville, KY, filed 3 Form D notices with the SEC between 2014 and 2018. The latest, on September 19, 2018, reports $5 million sold of a $5 million offering to 13 investors.
Find out what Turning Point Brands, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 5201 INTERCHANGE WAY, Louisville, KY, 40229
- Phone
- (502) 778-4421
- Industry
- Other
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Over $100,000,000
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1290677
The full lists. Form D filings in Kentucky: 216 rows, $10.80, or the new rows each week for $19 a month. Form D filings in other industries: 9,873 rows, $178.73, or the new rows each week for $19.10 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 19, 2018 | Amendment | $5,000,000 | $5,000,000 | $0 | 13 | Sep 5, 2018 | sec.gov |
| Sep 17, 2018 | New notice | $5,000,000 | $5,000,000 | $0 | 13 | Sep 5, 2018 | sec.gov |
| Feb 4, 2014 | New notice | $22,000,000 | $22,000,000 | $0 | 10 | Jan 24, 2014 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Brian M Wigginton | Executive Officer | |
| Thomas F Helms, Jr. | Director | |
| Gregory H.A. Baxter | Director | |
| George Charles Hebard | Director | |
| Arnold Charles Zimmerman | Director | |
| David H.A. Glazek | Director | |
| H.C. Charles Diao | Director | |
| Lawrence M Wexler | Executive Officer | |
| James W Dobbins | Executive Officer | |
| James Michael Murray | Executive Officer | |
| Robert M Lavan | Executive Officer |
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Every Form D from the week of Sep 17, 2018 · All recent filings in Kentucky · All recent Other filings
Read from SEC EDGAR. Amount sold is what Turning Point Brands, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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