Data / Form D filings / Transphorm, Inc.
Transphorm, Inc.: Form D filings
Transphorm, Inc., a technology company in Goleta, CA, filed 11 Form D notices with the SEC between 2010 and 2015. The latest, on June 16, 2015, reports $40 million sold of a $70 million offering to 1 investor.
Find out what Transphorm, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 115 CASTILIAN DRIVE, Goleta, CA, 93117
- Phone
- (805) 456-1300
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1400017
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jun 16, 2015 | New notice | $69,999,999 | $39,999,999 | $30,000,000 | 1 | Jun 8, 2015 | sec.gov |
| Oct 6, 2014 | New notice | $10,000,000 | $10,000,000 | $0 | 1 | Oct 2, 2014 | sec.gov |
| Jul 14, 2014 | Amendment | $26,855,603 | $26,855,603 | $0 | 4 | Feb 1, 2014 | sec.gov |
| Jul 14, 2014 | Amendment | $26,000,000 | $25,999,995 | $5 | 5 | Dec 6, 2013 | sec.gov |
| Feb 6, 2014 | New notice | $15,000,001 | $15,000,001 | $0 | 2 | Feb 1, 2014 | sec.gov |
| Dec 18, 2013 | New notice | $20,000,000 | $17,999,989 | $2,000,011 | 4 | Dec 6, 2013 | sec.gov |
| Oct 9, 2012 | New notice | $60,000,000 | $34,791,612 | $25,208,388 | 9 | Oct 2, 2012 | sec.gov |
| Jan 3, 2012 | Amendment | $30,500,000 | $30,500,000 | $0 | 9 | Jun 2, 2011 | sec.gov |
| Jun 16, 2011 | New notice | $30,000,002 | $24,999,999 | $5,000,003 | 7 | Jun 2, 2011 | sec.gov |
| Nov 16, 2010 | New notice | $420,001 | $420,001 | $0 | 3 | Nov 3, 2010 | sec.gov |
| May 5, 2010 | New notice | $20,200,000 | $20,200,000 | $0 | 8 | Apr 26, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Fumihide Esaka | Executive Officer, Director | |
| Umesh K Mishra | Executive Officer, Director | |
| David K Kerko | Director | |
| Michael K White | Director | |
| Mario K Rivas | Director | |
| Brittany K Bagley | Director | |
| Primit K Parikh | Executive Officer | |
| Eiji K Yatagawa | Director |
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Every Form D from the week of Jun 15, 2015 · All recent filings in California · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what Transphorm, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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