Data / Form D filings / Three Ocean Partners LLC
Three Ocean Partners LLC: Form D filings
Three Ocean Partners LLC, an investment banking company in New York, NY, filed 2 Form D notices with the SEC in 2011. The latest, on August 3, 2011, reports $5 million sold of a $10 million offering to 22 investors.
Find out what Three Ocean Partners LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 551 FIFTH AVENUE, SUITE 3800, New York, NY, 10176
- Phone
- (212) 230-5000
- Industry
- Investment Banking
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2010
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1514539
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Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Aug 3, 2011 | Amendment | $10,000,000 | $4,975,000 | $5,025,000 | 22 | Mar 4, 2011 | sec.gov |
| Mar 11, 2011 | New notice | $10,000,000 | $600,000 | $9,400,000 | 4 | Mar 4, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| . W TOP Management Services LLC | Executive Officer | |
| David W Knowlton | Executive Officer |
Other investment banking companies in New York that filed recently
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Every Form D from the week of Aug 1, 2011 · All recent filings in New York · All recent Investment Banking filings
Read from SEC EDGAR. Amount sold is what Three Ocean Partners LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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