Data / Form D filings / TherOx, Inc.
TherOx, Inc.: Form D filings
TherOx, Inc., a health care company in Irvine, CA, filed 7 Form D notices with the SEC between 2013 and 2018. The latest, on May 10, 2018, reports $15 million sold of a $15 million offering to 1 investor.
Find out what TherOx, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 17500 CARTWRIGHT ROAD, SUITE 100, Irvine, CA, 92614
- Phone
- (949) 757-1999
- Industry
- Other Health Care
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1442217
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Health Care: 1,958 rows, $97.90, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 10, 2018 | New notice | $15,000,000 | $15,000,000 | $0 | 1 | May 2, 2018 | sec.gov |
| Aug 10, 2015 | New notice | $23,194,993 | $16,806,247 | $6,388,746 | 51 | Jul 29, 2015 | sec.gov |
| Sep 8, 2014 | Amendment | $1,200,000 | $1,035,265 | $164,735 | 21 | Aug 15, 2014 | sec.gov |
| Aug 21, 2014 | New notice | $1,200,000 | $964,499 | $235,501 | 16 | Aug 15, 2014 | sec.gov |
| Nov 5, 2013 | Amendment | $5,620,000 | $5,600,000 | $20,000 | 43 | Jan 23, 2013 | sec.gov |
| Mar 29, 2013 | Amendment | $5,620,000 | $3,705,808 | $1,914,192 | 43 | Jan 23, 2013 | sec.gov |
| Feb 5, 2013 | New notice | $5,620,000 | $3,494,690 | $2,125,310 | 36 | Jan 23, 2013 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Kevin T. Larkin | Executive Officer, Director | |
| D. Keith Grossman | Director | |
| Frank M. Fischer | Director | |
| C. Raymond Larkin, Jr. | Director | |
| Nicholas Raymond Pianim | Director |
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- Xcelerated Recovery LLC $540,000 · Oct 2, 2026
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- Upstream Metabolics, Inc. $50,000 · Sep 29, 2026
- PFARADIGM Health, Inc. $31.1 million · Sep 28, 2026
- Alpfa Medical, Inc. $80.3 million · Sep 28, 2026
Every Form D from the week of May 7, 2018 · All recent filings in California · All recent Other Health Care filings
Read from SEC EDGAR. Amount sold is what TherOx, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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