Data / Form D filings / Surface Ophthalmics, Inc.
Surface Ophthalmics, Inc.: Form D filings
Surface Ophthalmics, Inc., a health care company in Pleasanton, CA, filed 4 Form D notices with the SEC between 2018 and 2021. The latest, on August 13, 2021, reports $25.1 million sold of a $30.6 million offering to 444 investors.
Find out what Surface Ophthalmics, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 5000 HOPYARD ROAD, SUITE 402, Pleasanton, CA, 94588
- Phone
- (858) 405-4448
- Industry
- Other Health Care
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2017
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1741522
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Health Care: 1,958 rows, $97.90, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Amendment | $30,578,103 | $25,129,840 | $5,448,263 | 444 | May 28, 2021 | sec.gov |
| Jul 12, 2021 | Amendment | $30,000,001 | $22,251,636 | $7,748,365 | 391 | May 28, 2021 | sec.gov |
| Jun 10, 2021 | New notice | $30,000,001 | $5,755,365 | $24,244,636 | 93 | May 28, 2021 | sec.gov |
| May 22, 2018 | New notice | $19,999,999 | $14,999,998 | $5,000,001 | 1 | May 11, 2018 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Mark Baum | Director | |
| Kamran Hosseini | Executive Officer, Director | |
| Shelley Andy Thunen | Director | |
| Adrienne Andy Graves | Director | |
| Perry Andy Sternberg | Executive Officer, Director | |
| Richard Lindstrom | Director | |
| J. Andy Corley | Director |
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Every Form D from the week of Aug 9, 2021 · All recent filings in California · All recent Other Health Care filings
Read from SEC EDGAR. Amount sold is what Surface Ophthalmics, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.