Data / Form D filings / STERNE AGEE GROUP, INC.
STERNE AGEE GROUP, INC.: Form D filings
STERNE AGEE GROUP, INC., an investment banking company in Birmingham, AL, filed 5 Form D notices with the SEC between 2010 and 2014. The latest, on October 1, 2014, reports $2.1 million sold of an offering with no set size to 15 investors.
Find out what STERNE AGEE GROUP, INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 800 SHADES CREEK PARKWAY, SUITE 700, Birmingham, AL, 35209
- Phone
- (205) 949-3500
- Industry
- Investment Banking
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1492996
The full lists. Form D filings in Alabama: 291 rows, $14.55, or the new rows each week for $19 a month. Form D filings in Investment Banking: 94 rows, $5, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 1, 2014 | New notice | Indefinite | $2,136,523 | Indefinite | 15 | Sep 16, 2014 | sec.gov |
| Nov 27, 2012 | New notice | $7,200,000 | $6,285,000 | $915,000 | 12 | Nov 14, 2012 | sec.gov |
| Dec 23, 2011 | New notice | $999,950 | $999,950 | $0 | 1 | Dec 12, 2011 | sec.gov |
| Feb 18, 2011 | New notice | $3,500,000 | $3,420,604 | $79,396 | 46 | Feb 7, 2011 | sec.gov |
| May 28, 2010 | New notice | $17,733,794 | $17,733,794 | $0 | 163 | May 17, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Linda M. Daniel | Executive Officer, Director | |
| Joe R. Roberts, Jr. | Director | |
| Sharon B. Belswenger | Executive Officer | |
| Jon B. Sanderson | Executive Officer, Director | |
| Eric D. Needleman | Executive Officer, Director | |
| Walter S. Robertson, III | Director | |
| Henry S. Lynn, Jr. | Executive Officer, Director | |
| Sal A. Nunziata | Executive Officer, Director | |
| B. Carl Owen | Executive Officer | |
| Jodie B. Ezell | Executive Officer | |
| Carroll Carl Stephens | Executive Officer | |
| Walter A. Ruch, III | Director | |
| Cynthia K. Brown | Executive Officer | |
| Jay W. Carter | Director | |
| Robert G. Nunziata | Director | |
| Kelly B. Bolvig | Executive Officer |
Every Form D from the week of Sep 29, 2014 · All recent filings in Alabama · All recent Investment Banking filings
Read from SEC EDGAR. Amount sold is what STERNE AGEE GROUP, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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