Data / Form D filings / Stem, Inc.
Stem, Inc.: Form D filings
Stem, Inc., an energy company in Millbrae, CA, filed 8 Form D notices with the SEC between 2009 and 2018. The latest, on January 30, 2018, reports $81.7 million sold of a $133.7 million offering to 25 investors.
Find out what Stem, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 100 ROLLINS ROAD, Millbrae, CA, 94030
- Phone
- (415) 937-7846
- Industry
- Other Energy
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1462370
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Energy: 548 rows, $27.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jan 30, 2018 | New notice | $133,697,181 | $81,687,484 | $52,009,697 | 25 | Jan 19, 2018 | sec.gov |
| Apr 14, 2015 | New notice | $34,007,729 | $15,606,191 | $18,401,538 | 3 | Mar 30, 2015 | sec.gov |
| Sep 7, 2011 | New notice | $14,270,172 | $10,270,173 | $3,999,999 | 24 | Sep 1, 2011 | sec.gov |
| Apr 20, 2011 | Amendment | $4,000,000 | $2,897,672 | $1,102,328 | 20 | Apr 9, 2009 | sec.gov |
| Dec 14, 2010 | Amendment | $3,000,000 | $2,539,700 | $460,300 | 20 | Apr 9, 2009 | sec.gov |
| Aug 13, 2010 | Amendment | $2,400,000 | $2,223,700 | $176,300 | 20 | Apr 9, 2009 | sec.gov |
| May 4, 2010 | Amendment | $2,000,000 | $1,578,700 | $421,300 | 18 | Apr 9, 2009 | sec.gov |
| Apr 23, 2009 | New notice | $1,500,000 | $200,000 | $1,300,000 | 2 | Apr 9, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Catherine Wainwright | Director | |
| John Carrington | Executive Officer, Director | |
| William Bush | Executive Officer | |
| Anup Jacob | Director | |
| Olivia Steedman | Director | |
| David Buzby | Director | |
| Paul Leggett | Director | |
| Michael Smith | Director | |
| Zeb Rice | Director | |
| Go Mizoguchi | Director |
Other energy companies in California that filed recently
- Dragon Q Energy, Inc. $1.7 million · Oct 30, 2026
- Velera Energy LLC $551,000 · Oct 23, 2026
- B2U Infrastructure Partners I, LLC $14.8 million · Oct 22, 2026
- Sapphire Technologies, Inc. $8.9 million · Oct 15, 2026
- Circularity Fuels, Inc. $8.8 million · Oct 14, 2026
- Aikido Technologies, Inc. $1.7 million · Oct 8, 2026
Every Form D from the week of Jan 29, 2018 · All recent filings in California · All recent Other Energy filings
Read from SEC EDGAR. Amount sold is what Stem, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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