Data / Form D filings / Smart OES LLC
Smart OES LLC: Form D filings
Smart OES LLC, an energy conservation company in Houston, TX, filed 12 Form D notices with the SEC between 2011 and 2018. The latest, on June 18, 2018, reports $100,000 sold of a $500,000 offering to 1 investor.
Find out what Smart OES LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 411 WOODLAND STREET, Houston, TX, 77009
- Phone
- (713) 880-0102
- Industry
- Energy Conservation
- Entity type
- Limited Liability Company
- Incorporated in
- Texas
- Revenue range
- No Revenues
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1512087
The full lists. Form D filings in Texas: 4,800 rows, $128, or the new rows each week for $19 a month. Form D filings in Energy Conservation: 32 rows, $5, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jun 18, 2018 | Amendment | $500,000 | $100,000 | $400,000 | 1 | Jan 10, 2018 | sec.gov |
| Apr 11, 2018 | Amendment | $1,500,000 | $100,000 | $1,400,000 | 1 | Jan 10, 2018 | sec.gov |
| Apr 11, 2018 | Amendment | $1,500,000 | $100,000 | $1,400,000 | 1 | Jan 10, 2018 | sec.gov |
| Jan 5, 2018 | New notice | $1,000,000 | $100,000 | $900,000 | 1 | Jan 5, 2018 | sec.gov |
| Mar 7, 2017 | Amendment | $1,325,000 | $1,221,525 | $103,475 | 49 | Nov 30, 2011 | sec.gov |
| Jul 27, 2015 | Amendment | $1,200,000 | $614,775 | $585,225 | 17 | Nov 30, 2011 | sec.gov |
| Jul 24, 2015 | Amendment | $1,200,000 | $614,775 | $585,225 | 17 | Nov 30, 2011 | sec.gov |
| Oct 19, 2012 | Amendment | $1,200,000 | $193,000 | $1,007,000 | 0 | Nov 30, 2011 | sec.gov |
| Nov 28, 2011 | New notice | $1,000,000 | $0 | $1,000,000 | 0 | Yet to occur | sec.gov |
| Mar 1, 2011 | New notice | $250,000 | $10,000 | $240,000 | 1 | Feb 17, 2011 | sec.gov |
| Feb 14, 2011 | Amendment | $150,000 | $150,000 | $0 | 15 | Jan 14, 2010 | sec.gov |
| Feb 7, 2011 | New notice | $150,000 | $150,000 | $0 | 15 | Jan 14, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Bryan Guido Hassin | Executive Officer, Director | |
| Kevin Guido Chell | Executive Officer | |
| William Y Zakroff | Executive Officer, Director |
Every Form D from the week of Jun 18, 2018 · All recent filings in Texas · All recent Energy Conservation filings
Read from SEC EDGAR. Amount sold is what Smart OES LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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