Data / Form D filings / SBM Financial, Inc.
SBM Financial, Inc.: Form D filing
SBM Financial, Inc., a commercial banking company in Gardiner, ME, filed a Form D with the SEC in 2010. The latest, on June 4, 2010, reports $60 million sold of a $60 million offering to 45 investors.
Find out what SBM Financial, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 190 WATER STREET, Gardiner, ME, 04345
- Phone
- (207) 582-5550
- Industry
- Commercial Banking
- Entity type
- Corporation
- Incorporated in
- Maryland
- Year incorporated
- 2010
- Revenue range
- $25,000,001 - $100,000,000
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1490991
The full lists. Form D filings in Maine: 101 rows, $5.05, or the new rows each week for $19 a month. Form D filings in Commercial Banking: 315 rows, $15.75, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jun 4, 2010 | New notice | $60,000,000 | $60,000,000 | $0 | 45 | May 26, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| WILLARD B. SOPER, II | Executive Officer, Director | |
| JOHN W. EVERETS | Executive Officer, Director | |
| JAMES H. OZANNE | Director | |
| RICHARD W. FIELD | Director | |
| RONALD E. ROARK | Director | |
| DENNIS W. TOWNLEY | Executive Officer |
Every Form D from the week of May 31, 2010 · All recent filings in Maine · All recent Commercial Banking filings
Read from SEC EDGAR. Amount sold is what SBM Financial, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.