Data / Form D filings / Sawtooth Capital LLC
Sawtooth Capital LLC: Form D filings
Sawtooth Capital LLC, an investment banking company in Newburgh, NY, filed 4 Form D notices with the SEC between 2009 and 2010. The latest, on March 10, 2010, reports $900,000 sold of an offering with no set size to 13 investors.
Find out what Sawtooth Capital LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 19 FRONT STREET, SUITE 3N, Newburgh, NY, 12550
- Phone
- (202) 386-8223
- Industry
- Investment Banking
- Entity type
- Limited Liability Company
- Incorporated in
- New York
- Year incorporated
- 2009
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 504, Rule 505, Rule 504(b)(1)(i), Rule 506, Rule 504(b)(1)(ii), Securities Act section 4(6), Rule 504(b)(1)(iii)
- SEC identifier (CIK)
- 1477731
The full lists. Form D filings in New York: 4,357 rows, $123.57, or the new rows each week for $19 a month. Form D filings in Investment Banking: 94 rows, $5, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 10, 2010 | Amendment | Indefinite | $900,000 | Indefinite | 13 | Nov 20, 2009 | sec.gov |
| Feb 5, 2010 | New notice | Indefinite | $570,000 | Indefinite | 13 | Yet to occur | sec.gov |
| Dec 28, 2009 | New notice | Indefinite | $1 | Indefinite | 12 | Nov 20, 2009 | sec.gov |
| Dec 3, 2009 | New notice | Indefinite | $900,000 | Indefinite | 10 | Nov 20, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Dominic Joseph Cornelius | Executive Officer | |
| Brud Rudolph Rossmann | Executive Officer |
Other investment banking companies in New York that filed recently
- GS Finance Corp. $323,000 · Nov 4, 2026
Every Form D from the week of Mar 8, 2010 · All recent filings in New York · All recent Investment Banking filings
Read from SEC EDGAR. Amount sold is what Sawtooth Capital LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.