Data / Form D filings / SAPHEON, INC.
SAPHEON, INC.: Form D filings
SAPHEON, INC., a health care company in Morrisville, NC, filed 8 Form D notices with the SEC between 2009 and 2013. The latest, on November 21, 2013, reports $3.6 million sold of a $10 million offering to 49 investors.
Find out what SAPHEON, INC. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 951 Aviation Parkway, Suite 900, Morrisville, NC, 27560
- Phone
- (919) 948-3987
- Industry
- Other Health Care
- Entity type
- Corporation
- Incorporated in
- California
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1463358
The full lists. Form D filings in North Carolina: 984 rows, $49.20, or the new rows each week for $19 a month. Form D filings in Other Health Care: 1,958 rows, $97.90, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 21, 2013 | New notice | $10,000,000 | $3,559,945 | $6,440,055 | 49 | Nov 15, 2013 | sec.gov |
| Aug 22, 2012 | New notice | $27,000,000 | $3,102,187 | $23,897,813 | 33 | Aug 15, 2012 | sec.gov |
| Mar 1, 2012 | New notice | $5,000,000 | $1,322,500 | $3,677,500 | 13 | Feb 29, 2012 | sec.gov |
| Aug 18, 2011 | New notice | $3,500,000 | $0 | $3,500,000 | 0 | Yet to occur | sec.gov |
| Apr 18, 2011 | New notice | $1,500,000 | $0 | $1,500,000 | 0 | Yet to occur | sec.gov |
| Mar 7, 2011 | Amendment | $5,140,000 | $2,399,250 | $2,740,750 | 48 | May 6, 2010 | sec.gov |
| May 13, 2010 | New notice | $3,640,000 | $481,250 | $3,158,750 | 4 | May 6, 2010 | sec.gov |
| May 5, 2009 | New notice | $50,000 | $50,000 | $0 | 22 | Oct 28, 2008 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Rodney Raabe | Executive Officer, Director | |
| Aaron Berez | Executive Officer, Director | |
| R. Donald Crawford | Executive Officer, Director |
Other health care companies in North Carolina that filed recently
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- Light Wave Ownership Path, LLC $373,000 · Oct 15, 2026
- Gradient Health, Inc. $2.1 million · Oct 7, 2026
- Theia Imaging LLC $160,000 · Sep 17, 2026
Every Form D from the week of Nov 18, 2013 · All recent filings in North Carolina · All recent Other Health Care filings
Read from SEC EDGAR. Amount sold is what SAPHEON, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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