Data / Form D filings / root9B Technologies, Inc.
root9B Technologies, Inc.: Form D filings
root9B Technologies, Inc., a business services company in Charlotte, NC, filed 18 Form D notices with the SEC between 2010 and 2016. The latest, on September 26, 2016, reports $3.6 million sold of a $10 million offering to 6 investors.
Find out what root9B Technologies, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 4521 SHARON ROAD, SUITE 300, Charlotte, NC, 28211
- Phone
- (704) 521-8077
- Industry
- Business Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1272550
The full lists. Form D filings in North Carolina: 984 rows, $49.20, or the new rows each week for $19 a month. Form D filings in Business Services: 760 rows, $38, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 26, 2016 | New notice | $10,000,000 | $3,636,000 | $6,364,000 | 6 | Sep 9, 2016 | sec.gov |
| Dec 2, 2015 | New notice | $7,700,000 | $845,750 | $6,854,250 | 4 | Nov 5, 2015 | sec.gov |
| Aug 13, 2015 | New notice | $0 | $0 | $0 | 2 | Aug 11, 2015 | sec.gov |
| Mar 17, 2015 | New notice | $4,055,498 | $4,055,498 | $0 | 17 | Mar 12, 2015 | sec.gov |
| Feb 20, 2015 | New notice | $7,353,753 | $7,353,753 | $0 | 1 | Feb 9, 2015 | sec.gov |
| Dec 3, 2014 | Amendment | $2,000,000 | $1,800,000 | $200,000 | 7 | Oct 23, 2014 | sec.gov |
| Nov 6, 2014 | New notice | $2,000,000 | $1,250,000 | $750,000 | 5 | Oct 23, 2014 | sec.gov |
| Jul 2, 2013 | Amendment | $1,000,000 | $750,000 | $250,000 | 6 | Nov 16, 2012 | sec.gov |
| Mar 7, 2013 | Amendment | $15,000,000 | $13,126,000 | $1,874,000 | 118 | Dec 26, 2012 | sec.gov |
| Jan 31, 2013 | Amendment | $15,000,000 | $11,100,100 | $3,899,900 | 99 | Dec 26, 2012 | sec.gov |
| Jan 8, 2013 | New notice | $15,000,000 | $7,046,000 | $7,954,000 | 38 | Dec 26, 2012 | sec.gov |
| Jan 8, 2013 | New notice | $1,000,000 | $750,000 | $250,000 | 7 | Nov 16, 2012 | sec.gov |
| Mar 9, 2011 | New notice | $5,000,000 | $5,000,000 | $0 | 2 | Mar 3, 2011 | sec.gov |
| Dec 22, 2010 | New notice | $560,000 | $112,000 | $448,000 | 4 | Dec 6, 2010 | sec.gov |
| Jul 6, 2010 | Amendment | $1,120,000 | $672,000 | $448,000 | 19 | Apr 30, 2010 | sec.gov |
| Jun 2, 2010 | New notice | $350,000 | $350,000 | $0 | 1 | May 21, 2010 | sec.gov |
| Jun 2, 2010 | Amendment | $1,120,000 | $602,000 | $518,000 | 17 | Apr 30, 2010 | sec.gov |
| May 17, 2010 | New notice | $1,120,000 | $364,000 | $756,000 | 8 | Apr 30, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Seymour J. Siegel | Director | |
| Kevin J. Carnahan | Director | |
| Joseph J. Grano, Jr. | Executive Officer, Director | |
| Gregory J. Morris | Director | |
| Michael J. Effinger | Executive Officer | |
| Cary J. Sucoff | Director | |
| Daniel J. Wachtler | Executive Officer, Director | |
| Eric J. Hipkins | Executive Officer, Director | |
| Anothony J. Sartor | Director | |
| Isaac J. Blech | Director |
Other business services companies in North Carolina that filed recently
- 16S Irrigation Investors LLC $5.6 million · Sep 25, 2026
- Waitly, Inc. $2.5 million · Aug 31, 2026
- Russellville Rentals LLC $5.3 million · Aug 26, 2026
Every Form D from the week of Sep 26, 2016 · All recent filings in North Carolina · All recent Business Services filings
Read from SEC EDGAR. Amount sold is what root9B Technologies, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.