Data / Form D filings / ROKU, INC
ROKU, INC: Form D filings
ROKU, INC, a technology company in Saratoga, CA, filed 7 Form D notices with the SEC between 2009 and 2016. The latest, on January 29, 2016, reports $45.5 million sold of a $45.5 million offering to 14 investors.
Find out what ROKU, INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 12980 SARATOGA AVE., SUITE D, Saratoga, CA, 95070
- Phone
- (408) 446-1459
- Industry
- Other Technology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1428439
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Technology: 8,166 rows, $161.66, or the new rows each week for $19.25 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jan 29, 2016 | New notice | $45,500,000 | $45,500,000 | $0 | 14 | Nov 9, 2015 | sec.gov |
| Oct 22, 2014 | New notice | $25,000,000 | $25,000,000 | $0 | 11 | Oct 1, 2014 | sec.gov |
| Aug 7, 2012 | New notice | $50,000,000 | $44,999,996 | $5,000,004 | 7 | Jul 25, 2012 | sec.gov |
| Aug 7, 2012 | New notice | $6,249,999 | $5,000,000 | $1,249,999 | 4 | Mar 5, 2012 | sec.gov |
| Aug 12, 2011 | New notice | $8,750,000 | $8,000,000 | $750,000 | 4 | Aug 1, 2011 | sec.gov |
| Jun 4, 2009 | New notice | $8,359,022 | $8,359,022 | $0 | 1 | Feb 1, 2008 | sec.gov |
| Jun 4, 2009 | Amendment | $10,000,000 | $10,000,000 | $0 | 3 | Sep 19, 2008 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Steve Louden | Executive Officer | |
| Daniel Leff | Director | |
| Alan Henricks | Director | |
| Ravi Ahuja | Director | |
| Shawn Carolan | Director | |
| Matthew Anderson | Executive Officer | |
| Steve Shannon | Executive Officer | |
| Jeff Hastings | Director | |
| Stephen Kay | Executive Officer | |
| Anthony Wood | Executive Officer, Director | |
| Ray Rothrock | Director |
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Every Form D from the week of Jan 25, 2016 · All recent filings in California · All recent Other Technology filings
Read from SEC EDGAR. Amount sold is what ROKU, INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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