Data / Form D filings / ROC Surgery, LLC
ROC Surgery, LLC: Form D filing
ROC Surgery, LLC, a hospitals and physicians company in Indianapolis, IN, filed a Form D with the SEC in 2011. The latest, on January 5, 2011, reports $2 million sold of a $2.3 million offering to 14 investors.
Find out what ROC Surgery, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 340 WEST 10TH STREET, 2ND FLOOR, Indianapolis, IN, 46202
- Phone
- (317) 962-1022
- Industry
- Hospitals and Physicians
- Entity type
- Limited Liability Company
- Incorporated in
- Indiana
- Year incorporated
- 2009
- Revenue range
- $5,000,001 - $25,000,000
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1509498
The full lists. Form D filings in Indiana: 436 rows, $21.80, or the new rows each week for $19 a month. Form D filings in Hospitals and Physicians: 76 rows, $5, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, street, city, state, ZIP and 4 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jan 5, 2011 | New notice | $2,250,000 | $1,950,000 | $300,000 | 14 | Nov 1, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Jean Molleston, MD | Director | |
| Fred Rescorla, MD | Director | |
| Brett Lee | Director | |
| Jeffrey Sperring | Director | |
| Scott Black | Director | |
| John Emhardt, MD | Executive Officer, Director | |
| Dan Fink | Director | |
| Naval Sondhi, M.D. | Executive Officer | |
| Robert Boeglin, MD | Executive Officer |
Every Form D from the week of Jan 3, 2011 · All recent filings in Indiana · All recent Hospitals and Physicians filings
Read from SEC EDGAR. Amount sold is what ROC Surgery, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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