Data / Form D filings / PUTNEY INC
PUTNEY INC: Form D filings
PUTNEY INC, a pharmaceuticals company in Portland, ME, filed 5 Form D notices with the SEC between 2009 and 2014. The latest, on June 19, 2014, reports $16.1 million sold of a $16.1 million offering to 39 investors.
Find out what PUTNEY INC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- ONE MONUMENT SQUARE, SUITE 400, Portland, ME, 04101
- Phone
- (207) 828-0880
- Industry
- Pharmaceuticals
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1397602
The full lists. Form D filings in Maine: 101 rows, $5.05, or the new rows each week for $19 a month. Form D filings in Pharmaceuticals: 346 rows, $17.30, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jun 19, 2014 | New notice | $16,056,308 | $16,056,308 | $0 | 39 | Jun 6, 2014 | sec.gov |
| Apr 24, 2014 | New notice | $3,000,000 | $3,000,000 | $0 | 2 | Apr 9, 2014 | sec.gov |
| Oct 13, 2011 | New notice | $20,980,258 | $20,724,360 | $255,898 | 28 | Sep 28, 2011 | sec.gov |
| Nov 5, 2010 | New notice | $3,000,000 | $2,843,756 | $156,244 | 22 | Oct 22, 2010 | sec.gov |
| Nov 10, 2009 | New notice | $6,800,000 | $6,643,142 | $156,858 | 25 | Nov 2, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Christopher Lewis | Executive Officer | |
| Bruce L. Downey | Director | |
| B. Lance Sauerteig | Director | |
| E. Thomas Corcoran | Director | |
| Stephen T. Zarrilli | Director | |
| Barry R. Edwards | Director | |
| Shyam S. Bhartia | Director | |
| Jean Hoffman | Executive Officer, Director |
Every Form D from the week of Jun 16, 2014 · All recent filings in Maine · All recent Pharmaceuticals filings
Read from SEC EDGAR. Amount sold is what PUTNEY INC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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