Data / Form D filings / Plaza Bank
Plaza Bank: Form D filings
Plaza Bank, a commercial banking company in Seattle, WA, filed 2 Form D notices with the SEC between 2010 and 2014. The latest, on April 4, 2014, reports an offering of $6 million with nothing sold yet.
Find out what Plaza Bank does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 1420 FIFTH AVENUE, SUITE 3700, Seattle, WA, 98101
- Phone
- (206) 436-7600
- Industry
- Commercial Banking
- Entity type
- Other (Bank)
- Incorporated in
- Washington
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1489963
The full lists. Form D filings in Washington: 1,095 rows, $54.75, or the new rows each week for $19 a month. Form D filings in Commercial Banking: 315 rows, $15.75, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 4, 2014 | New notice | $6,000,000 | $0 | $6,000,000 | 0 | Yet to occur | sec.gov |
| Apr 22, 2010 | New notice | $4,987,500 | $0 | $4,987,500 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Michael J. Clabby | Executive Officer | |
| Pedro V. Celis | Director | |
| Carlos V. Herrera | Director | |
| Michael V. Paul | Executive Officer, Director | |
| Richard E. Watson | Director | |
| Agustin R. Ayala | Executive Officer | |
| Geroge V. Armendariz | Director | |
| Michael E. Sotelo | Director |
Every Form D from the week of Mar 31, 2014 · All recent filings in Washington · All recent Commercial Banking filings
Read from SEC EDGAR. Amount sold is what Plaza Bank reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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