Data / Form D filings / PACIFIC MERCANTILE BANCORP
PACIFIC MERCANTILE BANCORP: Form D filings
PACIFIC MERCANTILE BANCORP, a commercial banking company in Costa Mesa, CA, filed 7 Form D notices with the SEC between 2009 and 2013. The latest, on May 28, 2013, reports $15 million sold of a $15 million offering to 2 investors.
Find out what PACIFIC MERCANTILE BANCORP does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 949 SOUTH COAST DRIVE, THIRD FLOOR, Costa Mesa, CA, 92626
- Phone
- (714) 438-2500
- Industry
- Commercial Banking
- Entity type
- Corporation
- Incorporated in
- California
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1109546
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Commercial Banking: 315 rows, $15.75, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 28, 2013 | New notice | $14,999,998 | $14,999,998 | $0 | 2 | Mar 30, 2013 | sec.gov |
| May 7, 2012 | New notice | $26,395,160 | $26,395,160 | $0 | 3 | Apr 20, 2012 | sec.gov |
| Sep 12, 2011 | New notice | $11,200,000 | $11,200,000 | $0 | 3 | Aug 26, 2011 | sec.gov |
| Jul 19, 2011 | New notice | $1,767,107 | $1,767,107 | $0 | 35 | Jul 1, 2011 | sec.gov |
| Oct 13, 2010 | Amendment | $15,500,000 | $12,655,000 | $2,845,000 | 31 | Nov 27, 2009 | sec.gov |
| Jan 13, 2010 | Amendment | $15,500,000 | $8,250,000 | $7,250,000 | 18 | Nov 27, 2009 | sec.gov |
| Dec 16, 2009 | New notice | $15,500,000 | $6,900,000 | $8,600,000 | 11 | Nov 27, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| John P. Clark | Director | |
| John D. Flemming | Director | |
| Nancy A. Gray | Executive Officer | |
| George L. Argyros | Director | |
| Daniel A. Strauss | Director | |
| Michael P. Hoopis | Director | |
| Raymond E. Dellerba | Director | |
| John A. Thomas | Director | |
| Gary M. Williams | Director | |
| Edward J. Carpenter | Director | |
| Warren T. Finley | Director | |
| Stephen P. Yost | Director | |
| Andrew M. Phillips | Director | |
| Steven K. Buster | Executive Officer, Director |
Other commercial banking companies in California that filed recently
- PCB Financial, Inc $6.4 million · Sep 29, 2026
- Avidbank Holdings, Inc. $30 million · Aug 31, 2026
Every Form D from the week of May 27, 2013 · All recent filings in California · All recent Commercial Banking filings
Read from SEC EDGAR. Amount sold is what PACIFIC MERCANTILE BANCORP reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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