Data / Form D filings / Ontrak, Inc.
Ontrak, Inc.: Form D filings
Ontrak, Inc., a health care company in Santa Monica, CA, filed 23 Form D notices with the SEC between 2010 and 2021. The latest, on November 12, 2021, reports $6.1 million sold of a $6.4 million offering to 21 investors.
Find out what Ontrak, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 2120 COLORADO AVE, SUITE 230, Santa Monica, CA, 90404
- Phone
- (310) 444-4300
- Industry
- Other Health Care
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1136174
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Other Health Care: 1,958 rows, $97.90, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Amendment | $6,436,495 | $6,079,118 | $357,377 | 21 | Oct 28, 2020 | sec.gov |
| Nov 12, 2020 | New notice | $4,636,261 | $4,636,261 | $0 | 18 | Oct 28, 2020 | sec.gov |
| Jan 5, 2017 | New notice | $5,562,796 | $5,562,796 | $0 | 4 | Dec 21, 2016 | sec.gov |
| Oct 15, 2015 | New notice | $3,553,030 | $3,553,030 | $0 | 1 | Jul 30, 2015 | sec.gov |
| Apr 30, 2015 | New notice | $2,121,212 | $2,121,212 | $0 | 4 | Apr 16, 2015 | sec.gov |
| Dec 31, 2014 | New notice | $1,100,000 | $1,100,000 | $0 | 8 | Dec 22, 2014 | sec.gov |
| Oct 2, 2014 | New notice | $1,500,000 | $1,500,000 | $0 | 8 | Sep 29, 2014 | sec.gov |
| Jun 13, 2014 | New notice | $1,500,000 | $1,500,000 | $0 | 9 | May 27, 2014 | sec.gov |
| Feb 12, 2014 | New notice | $1,000,000 | $1,000,000 | $0 | 7 | Jan 31, 2014 | sec.gov |
| Oct 24, 2013 | New notice | $2,639,000 | $2,639,000 | $0 | 7 | Oct 2, 2013 | sec.gov |
| Apr 24, 2013 | New notice | $1,535,000 | $1,535,000 | $0 | 6 | Apr 10, 2013 | sec.gov |
| Dec 19, 2012 | New notice | $3,298,500 | $3,298,500 | $0 | 11 | Dec 4, 2012 | sec.gov |
| Sep 25, 2012 | New notice | $1,719,000 | $1,719,000 | $0 | 5 | Sep 13, 2012 | sec.gov |
| Apr 25, 2012 | Amendment | $975,000 | $975,000 | $0 | 1 | Feb 22, 2012 | sec.gov |
| Apr 25, 2012 | New notice | $3,430,408 | $3,430,408 | $0 | 6 | Apr 17, 2012 | sec.gov |
| Mar 26, 2012 | New notice | $75,000 | $75,000 | $0 | 1 | Feb 8, 2012 | sec.gov |
| Mar 23, 2012 | New notice | $775,000 | $775,000 | $0 | 1 | Feb 22, 2012 | sec.gov |
| Oct 20, 2011 | New notice | $680,000 | $680,000 | $0 | 1 | Oct 5, 2011 | sec.gov |
| Oct 6, 2011 | New notice | $225,000 | $225,000 | $0 | 1 | Sep 22, 2011 | sec.gov |
| Aug 26, 2011 | New notice | $650,000 | $650,000 | $0 | 1 | Aug 17, 2011 | sec.gov |
| Jul 18, 2011 | New notice | $127,500 | $127,500 | $0 | 2 | Jul 1, 2011 | sec.gov |
| Nov 29, 2010 | New notice | $6,948,268 | $6,948,268 | $0 | 22 | Nov 12, 2010 | sec.gov |
| Nov 2, 2010 | New notice | $500,000 | $500,000 | $0 | 2 | Oct 19, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Mary Louise Osborne | Executive Officer | |
| James J. Park | Executive Officer | |
| Robert H. Rebak | Director | |
| Edward J. Zecchini | Director | |
| Richard A. Berman | Director | |
| Robert H. Newton | Executive Officer | |
| Robert Louise Accordino | Executive Officer | |
| Arik Louise Hill | Executive Officer | |
| Brandon H. LaVerne | Executive Officer | |
| Katherine B. Quinn | Director | |
| Terren S. Peizer | Executive Officer, Director | |
| Gustavo A. Giraldo | Director | |
| Diane B. Seloff | Director | |
| Michael B. Sherman | Director | |
| Jonathan H. Mayhew | Executive Officer |
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- Ellipsys Medical, Inc. $8.6 million · Oct 14, 2026
- iPill Inc. $1.3 million · Oct 13, 2026
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- Digestive Disease Center, L.P. offering · Oct 8, 2026
- Xcelerated Recovery LLC $540,000 · Oct 2, 2026
- Lumati Holdings, Inc. $2.6 million · Oct 1, 2026
- Upstream Metabolics, Inc. $50,000 · Sep 29, 2026
- PFARADIGM Health, Inc. $31.1 million · Sep 28, 2026
- Alpfa Medical, Inc. $80.3 million · Sep 28, 2026
Every Form D from the week of Nov 8, 2021 · All recent filings in California · All recent Other Health Care filings
Read from SEC EDGAR. Amount sold is what Ontrak, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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