Data / Form D filings / OCC Equity Members, LLC
OCC Equity Members, LLC: Form D filings
OCC Equity Members, LLC, a company in Oshkosh, WI, filed 3 Form D notices with the SEC between 2011 and 2016. The latest, on November 7, 2016, reports $78,000 sold of a $1 million offering to 40 investors.
Find out what OCC Equity Members, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 11 W. RIPPLE AVE, Oshkosh, WI, 54902
- Phone
- (920) 231-1076
- Industry
- Other
- Entity type
- Limited Liability Company
- Incorporated in
- Wisconsin
- Revenue range
- $1,000,001 - $5,000,000
- Exemptions claimed
- Rule 504
- SEC identifier (CIK)
- 1510344
The full lists. Form D filings in Wisconsin: 361 rows, $18.05, or the new rows each week for $19 a month. Form D filings in other industries: 9,873 rows, $178.73, or the new rows each week for $19.10 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Nov 7, 2016 | New notice | $1,000,000 | $78,000 | $922,000 | 40 | Oct 7, 2016 | sec.gov |
| Nov 9, 2012 | New notice | $500,000 | $25,000 | $475,000 | 1 | Oct 30, 2012 | sec.gov |
| Jan 14, 2011 | New notice | $1,000,000 | $1,000,000 | $0 | 89 | Jan 3, 2011 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| PAT WESTON | Executive Officer | |
| LIZ LYNCH | Executive Officer | |
| JACK SCHLOESSER | Director | |
| WENDY SMITS | Director | |
| TOM BARR | Director | |
| PETER LANG | Director | |
| THOMAS CASTLE | Executive Officer | |
| DENNIS LEWANDOWSKI | Director | |
| DAN RUEDINGER | Director |
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Every Form D from the week of Nov 7, 2016 · All recent filings in Wisconsin · All recent Other filings
Read from SEC EDGAR. Amount sold is what OCC Equity Members, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.