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Data / Form D filings / NORTHEAST UTILITIES

NORTHEAST UTILITIES: Form D filings

NORTHEAST UTILITIES, an electric utilities company in Springfield, MA, filed 2 Form D notices with the SEC between 2012 and 2013. The latest, on September 17, 2013, reports $740 million sold of a $1.45 billion offering to 131 investors.

Find out what NORTHEAST UTILITIES does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

Company details from the filing

Address
ONE FEDERAL STREET, BUILDING 111-4, Springfield, MA, 01105
Phone
(413) 785-5871
Industry
Electric Utilities
Entity type
Other (Massachusetts Business Trust and Voluntary Association)
Incorporated in
Massachusetts
Revenue range
Over $100,000,000
Exemptions claimed
Rule 506
SEC identifier (CIK)
72741

The full lists. Form D filings in Massachusetts: 1,533 rows, $76.65, or the new rows each week for $19 a month. Form D filings: 44,302 rows, $523.02, or the new rows each week for $92.05 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.

Form D filings

FiledTypeOfferingSoldRemainingInvestorsFirst saleFiling
Sep 17, 2013Amendment$1,450,000,000$740,000,000$710,000,000131Jul 25, 2012sec.gov
Aug 2, 2012New notice$1,150,000,000$1,083,735,000$66,265,00046Jul 25, 2012sec.gov

Executive officers and directors named in the filing

NameRoleNote in the filing
DAVID R. McHALEExecutive Officer
COTTON M. CLEVELANDDirector
JAY S. BUTHExecutive Officer
CHRISTINE M. CARMODYExecutive Officer
CHARLES K. GIFFORDDirector
GREGORY B. BUTLERExecutive Officer
CHARLES W. SHIVERYDirector
PAUL A. La CAMERADirector
LEON J. OLIVIERExecutive Officer
FREDERICA M. WILLIAMSDirector
FRANCIS A. DOYLEDirector
JAMES J. JUDGEExecutive Officer
DENNIS R. WRAASEDirector
JOSEPH R. NOLAN, JR.Executive Officer
JOHN S. CLARKESONDirector
SANFORD M. CLOUD, JRDirector
JAMES S. DiSTASIODirector
RICHARD H. BOOTHDirector
WILLIAM C. VAN FAASENDirector
KENNETH R. LEIBLERDirector
THOMAS J. MAYExecutive Officer, Director

Every Form D from the week of Sep 16, 2013 · All recent filings in Massachusetts · All recent Electric Utilities filings

Read from SEC EDGAR. Amount sold is what NORTHEAST UTILITIES reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.

$10 of credit on sign-up, no card.