Data / Form D filings / NES Financial Corp
NES Financial Corp: Form D filings
NES Financial Corp, a company in San Jose, CA, filed 3 Form D notices with the SEC between 2010 and 2017. The latest, on May 12, 2017, reports $2.7 million sold of a $2.7 million offering to 27 investors.
Find out what NES Financial Corp does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 50 West San Fernando Street, Suite 300, San Jose, CA, 95113
- Phone
- (800) 339-1031
- Industry
- Other
- Entity type
- Corporation
- Incorporated in
- California
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1449106
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in other industries: 9,873 rows, $178.73, or the new rows each week for $19.10 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 12, 2017 | New notice | $2,733,446 | $2,733,446 | $0 | 27 | Dec 30, 2016 | sec.gov |
| Feb 29, 2012 | New notice | $3,000,000 | $1,005,000 | $1,995,000 | 11 | Dec 30, 2011 | sec.gov |
| May 11, 2010 | New notice | $4,999,223 | $1,065,061 | $3,934,162 | 9 | Mar 30, 2010 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Rick Garibaldi | Director | |
| Michael Halloran | Executive Officer, Director | |
| Tom Steipp | Executive Officer, Director | |
| Mike West | Director | |
| Dan Yoder | Executive Officer, Director | |
| Barry Fernald | Director |
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Every Form D from the week of May 8, 2017 · All recent filings in California · All recent Other filings
Read from SEC EDGAR. Amount sold is what NES Financial Corp reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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